JIM SAULNIER & ASSOCIATES, LLC

Open in PORT →← all managers

CIK 2044420

13F portfolio (2026-Q1)

$205M

Positions

139

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2026-Q1)

Holdings

139

Top 5

34.8%

Top 10

43.3%

Effective N

26.7

HHI

0.037

This quarter

11 new · 0 exit →

By sector

Unclassified97.1%

Information Technology1.5%

Health Care0.4%

Consumer Discretionary0.4%

Financials0.3%

Communication Services0.1%

Utilities0.1%

Materials0.1%

By market cap

Unknown97.3%

Mega (>$200B)2.1%

Large ($10–200B)0.5%

By region

Other97.1%

North America2.8%

Asia-Pacific0.1%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	97.11%	126
Technology Hardware & Equipment	0.74%	1
Pharmaceuticals & Biotechnology	0.40%	3
Specialty Retail	0.39%	1
Semiconductors & Semiconductor Equipment	0.39%	2
Software	0.34%	1
Banks	0.27%	2
Entertainment	0.13%	1
Utilities	0.12%	1
Chemicals	0.12%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	AOR	ISHARES TR	Unclassified	12.91%
2	AOA	ISHARES TR	Unclassified	9.01%
3	VBIL	VANGUARD INSTL INDEX FD	Unclassified	6.80%
4	VEA	VANGUARD TAX-MANAGED FDS	Unclassified	3.86%
5	VTI	VANGUARD INDEX FDS	Unclassified	2.19%
6	PBJN	PGIM ROCK ETF TR	Unclassified	1.90%
7	PBJL	PGIM ROCK ETF TR	Unclassified	1.84%
8	BIL	SPDR SERIES TRUST	Unclassified	1.66%
9	ILCV	ISHARES TR	Unclassified	1.59%
10	PBNV	PGIM ROCK ETF TR	Unclassified	1.58%

13/139 names classified · sector 2.9% of weight · industry 2.9% · mkt cap 2.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 7 quarters

Information TechnologyAAPL, MSFT, NVDA, TSM

Health CareNVO, BMY, LLY

Consumer Discretionary

FinancialsJPM, FITB

Communication Services

Utilities

Materials

UnclassifiedAOR, AOA, BIL, VEA, VBIL · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 2.9% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2026-Q1), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 3% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (10 classified)JIM SAULNIER & ASSOCIATES, LLC centroid (Large Core)

Information TechnologyConsumer DiscretionaryHealth CareFinancialsCommunication ServicesMaterials

Style box summary for JIM SAULNIER & ASSOCIATES, LLC: centroid Large Core. Heaviest cells: Large Growth 1.1%, Large Core 0.9%, Large Value 0.4%.

Classified: 2.5% of book weight (10/139 names) · unclassified 97.5%: AOR, AOA, VBIL, VEA, VTI, PBJN, PBJL, BIL, ILCV, PBNV +119 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 139 positions (2026-Q1) · largest first · Δ vs 2025-Q4

#	Security	Shares	Value	Weight	Δ QoQ
1	AORISHARES TR	412,258	$27M	12.9%	ADD 5%
2	AOAISHARES TR	209,260	$19M	9.0%	ADD 9%
3	VBILVANGUARD INSTL INDEX FD	184,791	$14M	6.8%	ADD 30%
4	VEAVANGUARD TAX-MANAGED FDS	123,634	$8M	3.9%	ADD 6%
5	VTIVANGUARD INDEX FDS	13,996	$4M	2.2%	ADD 87%
6	PBJNPGIM ROCK ETF TR	130,882	$4M	1.9%	HOLD
7	PBJLPGIM ROCK ETF TR	127,411	$4M	1.8%	HOLD
8	BILSPDR SERIES TRUST	37,139	$3M	1.7%	TRIM −13%
9	ILCVISHARES TR	35,164	$3M	1.6%	HOLD
10	PBNVPGIM ROCK ETF TR	112,057	$3M	1.6%	HOLD
11	ILCGISHARES TR	32,973	$3M	1.5%	HOLD
12	ILCBISHARES TR	35,015	$3M	1.5%	HOLD
13	PBMYPGIM ROCK ETF TR	99,478	$3M	1.5%	HOLD
14	SPEMSPDR INDEX SHS FDS	64,065	$3M	1.5%	TRIM −3%
15	BIVVANGUARD BD INDEX FDS	38,716	$3M	1.5%	ADD 2%
16	GVIISHARES TR	27,968	$3M	1.5%	HOLD
17	PBMRPGIM ROCK ETF TR	94,790	$3M	1.4%	ADD 30%
18	PBAUPGIM S&P 500 BUFFER 20 ETF - AUGUST	96,541	$3M	1.4%	HOLD
19	IBTIISHARES TR	126,709	$3M	1.4%	ADD 9%
20	PBFBPGIM ROCK ETF TR	93,746	$3M	1.4%	ADD 94%
21	PBJAPGIM ROCK ETF TR	90,157	$3M	1.3%	ADD 118%
22	MMAXISHARES TR	101,581	$3M	1.3%	HOLD
23	AOMISHARES TR	56,738	$3M	1.3%	ADD 19%
24	BNDVANGUARD BD INDEX FDS	32,607	$2M	1.2%	ADD 31%
25	IBTHISHARES TR	97,965	$2M	1.1%	HOLD
26	SGOVISHARES TR	21,597	$2M	1.1%	HOLD
27	IMCVISHARES TR	24,931	$2M	1.0%	HOLD
28	VOOVANGUARD INDEX FDS	3,274	$2M	1.0%	ADD 26%
29	PBAPPGIM ROCK ETF TR	57,234	$2M	0.8%	TRIM −5%
30	PBSEPGIM ROCK ETF TR	55,826	$2M	0.8%	HOLD
31	CPNMCALAMOS ETF TR	60,133	$2M	0.8%	ADD 64%
32	AAPLAPPLE INC	5,999	$2M	0.7%	ADD 6%
33	SPDWSPDR INDEX SHS FDS	33,256	$2M	0.7%	HOLD
34	VONEVanguard Russell 1000 ETF	4,869	$1M	0.7%	HOLD
35	IMCGISHARES TR	17,816	$1M	0.7%	HOLD
36	IMCBISHARES TR	16,702	$1M	0.7%	HOLD
37	CPNJCALAMOS ETF TR	49,128	$1M	0.6%	HOLD
38	PBOCPGIM ROCK ETF TR	45,254	$1M	0.6%	HOLD
39	IBTJISHARES TR	58,657	$1M	0.6%	ADD 29%
40	IVVISHARES TR	1,926	$1M	0.6%	TRIM −3%
41	VWOBVANGUARD WHITEHALL FDS	18,645	$1M	0.6%	ADD 7%
42	IBIJISHARES TR	46,126	$1M	0.6%	HOLD
43	JULTAIM ETF PRODUCTS TRUST	26,872	$1M	0.6%	HOLD
44	FEBWAIM ETF PRODUCTS TRUST	34,983	$1M	0.6%	TRIM −3%
45	PBDEPGIM ROCK ETF TR	39,721	$1M	0.6%	HOLD
46	VTVVANGUARD INDEX FDS	5,552	$1M	0.5%	ADD 97%
47	CPNSCALAMOS ETF TR	39,250	$1M	0.5%	TRIM −7%
48	PMDEPGIM ROCK ETF TR	41,665	$1M	0.5%	HOLD
49	CPRJCALAMOS ETF TR	37,159	$1M	0.5%	HOLD
50	APRWAIM ETF PRODUCTS TRUST	28,170	$996,522	0.5%	HOLD
51	BSVVANGUARD BD INDEX FDS	12,433	$974,855	0.5%	HOLD
52	SMAXISHARES LARGE CAP MAX BUFFER SEP ETF	36,141	$969,378	0.5%	HOLD
53	IBIEISHARES TR	33,763	$885,940	0.4%	HOLD
54	VWOVANGUARD INTL EQUITY INDEX F	15,917	$860,287	0.4%	ADD 18%
55	PMNVPGIM ROCK ETF TR	32,672	$818,901	0.4%	HOLD
56	AMZNAMAZON COM INC	3,826	$796,841	0.4%	ADD 57%
57	IBTGISHARES TR	34,591	$792,643	0.4%	TRIM −23%
58	VNQVANGUARD INDEX FDS	8,845	$784,580	0.4%	ADD 9%
59	IBTKISHARES TR	39,203	$773,078	0.4%	ADD 45%
60	MARWAIM ETF PRODUCTS TRUST	21,587	$735,901	0.4%	ADD 12%
61	PMMYPGIM ROCK ETF TR	27,749	$732,818	0.4%	HOLD
62	IBIFISHARES TR	27,584	$723,943	0.4%	HOLD
63	VOVANGUARD INDEX FDS	2,450	$703,486	0.3%	ADD 81%
64	ISCVISHARES TR	10,052	$698,706	0.3%	HOLD
65	MSFTMICROSOFT CORP	1,879	$695,399	0.3%	ADD 2%
66	CPNQCALAMOS ETF TR	25,481	$677,142	0.3%	HOLD
67	IBIGISHARES TR	25,189	$661,399	0.3%	ADD 8%
68	ISCBISHARES TR	10,148	$660,527	0.3%	HOLD
69	JUNWAIM ETF PRODUCTS TRUST	19,376	$646,190	0.3%	HOLD
70	CPSYCALAMOS ETF TR	25,796	$645,491	0.3%	HOLD
71	IBTLISHARES TR	31,446	$641,466	0.3%	ADD 45%
72	NVBWAIM ETF PRODUCTS TRUST	18,344	$610,551	0.3%	HOLD
73	DMAYFIRST TR EXCHNG TRADED FD VI	13,131	$589,950	0.3%	HOLD
74	PMSEPGIM S&P 500 MAX BUFFER ETF - SEPTEMBER	22,812	$581,227	0.3%	HOLD
75	NVDANVIDIA CORPORATION	3,311	$577,520	0.3%	ADD 24%
76	VXUSVANGUARD STAR FDS	7,296	$562,562	0.3%	ADD 107%
77	VBVANGUARD INDEX FDS	2,090	$547,403	0.3%	ADD 33%
78	MAYWAIM ETF PRODUCTS TRUST	15,889	$536,951	0.3%	HOLD
79	PMFBPGIM ROCK ETF TR	20,207	$535,867	0.3%	NEW
80	IWFISHARES TR	1,200	$511,497	0.2%	TRIM −5%
81	PMAUPGIM S&P 500 MAX BUFFER ETF - AUGUST	19,202	$493,123	0.2%	HOLD
82	DFEBFIRST TR EXCHNG TRADED FD VI	10,014	$474,363	0.2%	HOLD
83	SCHFSCHWAB STRATEGIC TR	19,037	$471,168	0.2%	TRIM −14%
84	IVWISHARES TR	4,097	$463,400	0.2%	HOLD
85	STPZPIMCO ETF TR	8,291	$448,624	0.2%	TRIM −4%
86	CPSFCALAMOS ETF TR	17,469	$446,976	0.2%	TRIM −26%
87	BLVVANGUARD BD INDEX FDS	6,222	$427,974	0.2%	ADD 3%
88	DMARFIRST TR EXCHNG TRADED FD VI	10,018	$424,763	0.2%	HOLD
89	ZJULINNOVATOR ETFS TRUST	14,495	$421,367	0.2%	HOLD
90	IBMPISHARES TR	16,297	$414,591	0.2%	HOLD
91	SPYSTATE STR SPDR S&P 500 ETF T	624	$405,690	0.2%	TRIM −3%
92	IBIHISHARES TR	14,065	$368,781	0.2%	HOLD
93	BMYBRISTOL-MYERS SQUIBB CO	6,076	$368,509	0.2%	HOLD
94	DJANFIRST TR EXCHNG TRADED FD VI	8,492	$361,165	0.2%	HOLD
95	SEPTAIM ETF PRODUCTS TRUST	10,427	$358,178	0.2%	HOLD
96	VUGVANGUARD INDEX FDS	814	$355,741	0.2%	ADD 65%
97	IBMQISHARES TR	13,863	$353,924	0.2%	HOLD
98	CPSNCALAMOS ETF TR	13,190	$353,096	0.2%	TRIM −69%
99	DAPRFIRST TR EXCHNG TRADED FD VI	8,834	$351,279	0.2%	TRIM −49%
100	RPVINVESCO EXCHANGE TRADED FD T	3,185	$342,056	0.2%	HOLD
101	IBTOISHARES TR	13,944	$340,095	0.2%	NEW
102	IFEBINNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF FEBRUARY	11,369	$338,917	0.2%	NEW
103	CPSPCALAMOS ETF TR	12,746	$336,599	0.2%	HOLD
104	JPMJPMORGAN CHASE & CO	1,127	$331,603	0.2%	HOLD
105	DJUNFT VEST U.S. EQUITY DEEP BUFFER ETF - JUNE	6,972	$327,954	0.2%	HOLD
106	IBIDISHARES TR	12,556	$327,909	0.2%	HOLD
107	VHTVANGUARD WORLD FD	1,192	$324,669	0.2%	ADD 27%
108	OCTWAIM ETF PRODUCTS TRUST	8,140	$313,146	0.2%	HOLD
109	RWOSPDR INDEX SHS FDS	6,527	$298,749	0.1%	HOLD
110	DJULFIRST TR EXCHNG TRADED FD VI	6,131	$286,563	0.1%	HOLD
111	IBICISHARES TR	10,987	$284,829	0.1%	HOLD
112	VGTVANGUARD WORLD FD	407	$283,948	0.1%	HOLD
113	ISCGISHARES TR	5,121	$280,629	0.1%	HOLD
114	CPSRCALAMOS S&P 500 STRUCTURED ALT PROTECTION ETF - MARCH	10,901	$275,466	0.1%	HOLD
115	IJHISHARES TR	3,992	$269,580	0.1%	HOLD
116	BNDXVANGUARD CHARLOTTE FDS	5,562	$267,262	0.1%	ADD 8%
117	RSPINVESCO EXCHANGE TRADED FD T	1,371	$263,063	0.1%	HOLD
118	DISDISNEY WALT CO	2,697	$259,937	0.1%	TRIM −10%
119	IXUSISHARES TR	2,945	$255,155	0.1%	HOLD
120	IWPISHARES TR	1,982	$253,997	0.1%	TRIM −3%
121	AVUVAMERICAN CENTY ETF TR	2,295	$253,573	0.1%	HOLD
122	EMXCISHARES INC	3,193	$251,193	0.1%	HOLD
123	PMJAPGIM S&P 500 MAX BUFFER ETF - JANUARY	9,342	$249,208	0.1%	NEW
124	ETENERGY TRANSFER L P	12,686	$244,833	0.1%	HOLD
125	DOCTFIRST TR EXCHNG TRADED FD VI	5,549	$240,983	0.1%	HOLD
126	NVONOVO-NORDISK A S	6,544	$240,503	0.1%	HOLD
127	SLYVSPDR SERIES TRUST	2,534	$239,673	0.1%	HOLD
128	PGPROCTER AND GAMBLE CO	1,639	$236,780	0.1%	NEW
129	VVVANGUARD INDEX FDS	790	$236,154	0.1%	NEW
130	FITBFIFTH THIRD BANCORP	4,915	$228,351	0.1%	HOLD
131	IJRISHARES TR	1,830	$227,487	0.1%	HOLD
132	USMVISHARES TR	2,448	$226,983	0.1%	HOLD
133	VIGVANGUARD SPECIALIZED FUNDS	1,041	$223,915	0.1%	NEW
134	NVBTAIM ETF PRODUCTS TRUST	6,231	$223,070	0.1%	TRIM −42%
135	IBTMISHARES TR	9,613	$220,423	0.1%	NEW
136	LLYELI LILLY & CO	239	$220,273	0.1%	HOLD
137	TSMTAIWAN SEMICONDUCTOR MFG LTD	647	$218,654	0.1%	NEW
138	GLDSPDR GOLD TR	494	$212,563	0.1%	NEW
139	VOEVANGUARD INDEX FDS	1,111	$204,691	0.1%	NEW

Position trends· top 15 holdings · shares held over 6 quarters

green added · red trimmed

Security

2024-Q4

2025-Q1

2025-Q2

2025-Q3

2025-Q4

2026-Q1

Latest value

AORISHARES TR

205K

246K

283K

292K

392K

412K

$27M

AOAISHARES TR

80K

109K

147K

153K

192K

209K

$19M

VBILVANGUARD INSTL INDEX FD

—

52K

68K

219K

142K

185K

$14M

VEAVANGUARD TAX-MANAGED FDS

129K

139K

131K

120K

117K

124K

$8M

VTIVANGUARD INDEX FDS

14K

$4M

PBJNPGIM ROCK ETF TR

71K

75K

131K

$4M

PBJLPGIM ROCK ETF TR

86K

91K

127K

$4M

BILSPDR SERIES TRUST

144K

75K

53K

45K

43K

37K

$3M

ILCVISHARES TR

40K

41K

39K

36K

35K

$3M

PBNVPGIM ROCK ETF TR

26K

112K

$3M

ILCGISHARES TR

38K

39K

37K

34K

33K

$3M

ILCBISHARES TR

40K

42K

39K

36K

35K

$3M

PBMYPGIM ROCK ETF TR

78K

68K

99K

$3M

SPEMSPDR INDEX SHS FDS

73K

80K

75K

69K

66K

64K

$3M

BIVVANGUARD BD INDEX FDS

46K

50K

47K

39K

38K

39K

$3M

Shares reported each quarter by the largest current holdings. Green = added vs the prior filing of that name, red = trimmed, grey = roughly held; a dash is a quarter with no 13F on file (a gap is skipped, not read as an exit). 13F is filed up to 45 days after quarter-end. Up to 40 quarters (10 years) available — use the selector above.

☆JIM SAULNIER & ASSOCIATES, LLC