Harborview Advisors, LLC

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CIK 1730890

13F portfolio (2021-Q3)

$179M

Positions

106

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2021-Q3)

Holdings

106

Top 5

36.3%

Top 10

53.4%

Effective N

26.2

HHI

0.038

This quarter

5 new · 0 exit →

By sector

Unclassified95.3%

Information Technology1.8%

Health Care1.2%

Communication Services0.5%

Consumer Staples0.4%

Consumer Discretionary0.4%

Financials0.3%

By market cap

Unknown95.3%

Mega (>$200B)3.0%

Large ($10–200B)1.6%

By region

Other95.3%

North America4.7%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	95.50%	92
Technology Hardware & Equipment	1.65%	1
Pharmaceuticals & Biotechnology	1.02%	4
Specialty Retail	0.40%	1
Software & IT Services	0.36%	2
Beverages	0.23%	1
Health Care Providers & Services	0.19%	1
Diversified Telecommunication Services	0.18%	1
Food & Staples Retailing	0.18%	1
Banks	0.17%	1
Software	0.12%	1

Top holdings

#	Ticker	Name	Sector	Weight
1	SCHF	SCHWAB STRATEGIC TR	Unclassified	9.67%
2	LQDH	ISHARES U S ETF TR	Unclassified	8.63%
3	AGZD	WISDOMTREE TR	Unclassified	6.85%
4	SCHG	SCHWAB U.S. LARGE-CAP GROWTH ETF	Unclassified	5.91%
5	XSOE	WISDOMTREE TR	Unclassified	5.27%
6	SCHV	SCHWAB STRATEGIC TR	Unclassified	4.65%
7	PCEF	INVESCO EXCH TRADED FD TR II	Unclassified	3.98%
8	GLD	SPDR GOLD TR	Unclassified	3.26%
9	MDYV	SPDR SERIES TRUST	Unclassified	2.77%
10	MDYG	SPDR SERIES TRUST	Unclassified	2.46%

15/106 names classified · sector 4.7% of weight · industry 4.5% · mkt cap 4.7%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 16 quarters

Information TechnologyAAPL, MSFT, BIDU, GE

Health CareIDXX, BMY, JNJ, PFE, DGX

Consumer Discretionary

Communication ServicesT, GOOGL, GOOG, VZ

FinancialsBRK.B, JPM, AIG, AFL

IndustrialsSWK, BABA

Consumer StaplesCVS, PEP

Materials

UnclassifiedSCHF, SCHG, SCHV, AGZD, LQDH · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 4.7% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2021-Q3), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 4% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (14 classified)Harborview Advisors, LLC centroid (Large Core)

Information TechnologyHealth CareCommunication ServicesConsumer StaplesConsumer DiscretionaryFinancials

Style box summary for Harborview Advisors, LLC: centroid Large Core. Heaviest cells: Large Growth 2.5%, Large Value 1.0%, Mid Growth 0.4%.

Classified: 4.5% of book weight (14/105 names) · unclassified 95.5%: SCHF, LQDH, AGZD, SCHG, XSOE, SCHV, PCEF, GLD, MDYV, MDYG +81 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 106 positions (2021-Q3) · largest first · Δ vs 2021-Q2

#	Security	Shares	Value	Weight	Δ QoQ
1	SCHFSCHWAB STRATEGIC TR	446,291	$17M	9.7%	HOLD
2	LQDHISHARES U S ETF TR	160,795	$15M	8.6%	ADD 7%
3	AGZDWISDOMTREE TR	260,907	$12M	6.8%	HOLD
4	SCHGSCHWAB U.S. LARGE-CAP GROWTH ETF	71,198	$11M	5.9%	HOLD
5	XSOEWISDOMTREE TR	251,986	$9M	5.3%	ADD 4%
6	SCHVSCHWAB STRATEGIC TR	123,078	$8M	4.7%	TRIM −3%
7	PCEFINVESCO EXCH TRADED FD TR II	296,760	$7M	4.0%	HOLD
8	GLDSPDR GOLD TR	35,469	$6M	3.3%	HOLD
9	MDYVSPDR SERIES TRUST	74,629	$5M	2.8%	HOLD
10	MDYGSPDR SERIES TRUST	58,019	$4M	2.5%	HOLD
11	VTVVANGUARD INDEX FDS	31,338	$4M	2.4%	ADD 7%
12	SLYVSPDR SERIES TRUST	46,027	$4M	2.1%	HOLD
13	SLYGSPDR SERIES TRUST	39,152	$3M	1.9%	HOLD
14	IWCISHARES TR	21,283	$3M	1.7%	HOLD
15	AAPLAPPLE INC	20,818	$3M	1.7%	HOLD
16	SCZISHARES TR	37,495	$3M	1.6%	HOLD
17	IDEVISHARES TR	37,173	$2M	1.4%	HOLD
18	SCHESCHWAB STRATEGIC TR	67,366	$2M	1.1%	TRIM −8%
19	ESGDISHARES TR	25,380	$2M	1.1%	ADD 7%
20	DWXSPDR INDEX SHS FDS	49,315	$2M	1.0%	ADD 5%
21	SPYVSPDR SERIES TRUST	44,577	$2M	1.0%	HOLD
22	SCHMSCHWAB STRATEGIC TR	21,739	$2M	0.9%	HOLD
23	SPYGSPDR SERIES TRUST STATE STREET SPD	24,877	$2M	0.9%	TRIM −3%
24	SCHASCHWAB STRATEGIC TR	15,660	$2M	0.9%	HOLD
25	IVWISHARES TR	20,891	$2M	0.9%	HOLD
26	VOEVANGUARD INDEX FDS	10,399	$1M	0.8%	HOLD
27	EDIVSPDR INDEX SHS FDS	48,772	$1M	0.8%	ADD 4%
28	VOTVANGUARD INDEX FDS	5,555	$1M	0.7%	HOLD
29	TFISPDR SERIES TRUST	23,699	$1M	0.7%	TRIM −4%
30	NULVNUSHARES ETF TR	29,901	$1M	0.6%	ADD 4%
31	NULGNUSHARES ETF TR	16,980	$1M	0.6%	ADD 3%
32	NUSCNUSHARES ETF TR	25,141	$1M	0.6%	ADD 6%
33	IVEISHARES TR	7,037	$1M	0.6%	HOLD
34	IWDISHARES TR	6,147	$962,000	0.5%	HOLD
35	NUEMNUSHARES ETF TR	28,336	$960,000	0.5%	ADD 10%
36	DONWISDOMTREE TR	22,811	$946,000	0.5%	ADD 5%
37	XMPTVANECK ETF TRUST	32,177	$945,000	0.5%	TRIM −9%
38	IJKISHARES TR	11,844	$938,000	0.5%	HOLD
39	VBRVANGUARD INDEX FDS	5,332	$902,000	0.5%	HOLD
40	IJTISHARES TR	6,838	$889,000	0.5%	HOLD
41	SCHXSCHWAB U.S. LARGE-CAP ETF	8,513	$886,000	0.5%	HOLD
42	IJJISHARES TR	8,386	$864,000	0.5%	HOLD
43	VBKVANGUARD INDEX FDS	2,975	$833,000	0.5%	HOLD
44	PRFINVESCO EXCHANGE TRADED FD T	5,168	$818,000	0.5%	HOLD
45	SCHZSCHWAB STRATEGIC TR	15,041	$816,000	0.5%	ADD 38%
46	SCHDSCHWAB STRATEGIC TR	10,727	$796,000	0.4%	ADD 5%
47	NUMVNUSHARES ETF TR	21,541	$782,000	0.4%	ADD 9%
48	IDXXIDEXX LABS INC	1,245	$774,000	0.4%	HOLD
49	IJSISHARES TR	7,413	$746,000	0.4%	HOLD
50	SUSCISHARES TR	26,572	$731,000	0.4%	HOLD
51	AMZNAMAZON COM INC	220	$723,000	0.4%	ADD 2%
52	XLFSELECT SECTOR SPDR TR	18,775	$705,000	0.4%	HOLD
53	NUMGNUSHARES ETF TR	12,517	$681,000	0.4%	ADD 4%
54	IWFISHARES TR	2,469	$677,000	0.4%	TRIM −4%
55	INVESCO EXCH TRD SLF IDX FD	31,377	$676,000	0.4%	TRIM −10%
56	DESWISDOMTREE TR	21,658	$668,000	0.4%	ADD 5%
57	MUNIPIMCO Intermediate Muni Bd Actv - ETF	11,453	$646,000	0.4%	TRIM −9%
58	QQQXNUVEEN NASDAQ 100 DYNAMIC OV	22,497	$638,000	0.4%	ADD 4%
59	SCHBSCHWAB STRATEGIC TR	5,976	$621,000	0.3%	HOLD
60	SUSAISHARES TR	6,352	$609,000	0.3%	ADD 7%
61	SCHOSCHWAB SHORT-TERM US TREASURY ETF	11,498	$589,000	0.3%	ADD 13%
62	IFLNINVESCO EXCH TRADED FD TR II	28,427	$554,000	0.3%	HOLD
63	NFJVIRTUS DIVIDEND INTEREST & P	34,199	$507,000	0.3%	ADD 4%
64	IWMISHARES TR	2,275	$498,000	0.3%	HOLD
65	EFAISHARES TR	6,166	$481,000	0.3%	HOLD
66	IJRISHARES TR	4,108	$449,000	0.3%	HOLD
67	MDYSPDR S&P MIDCAP 400 ETF TR	900	$433,000	0.2%	HOLD
68	EUSAISHARES INC	5,071	$424,000	0.2%	HOLD
69	PRFZINVESCO EXCHANGE TRADED FD T	2,290	$418,000	0.2%	HOLD
70	PEPPEPSICO INC	2,716	$409,000	0.2%	HOLD
71	DSIISHARES TR	4,630	$385,000	0.2%	ADD 12%
72	RMTROYCE MICRO-CAP TR INC	33,529	$383,000	0.2%	ADD 7%
73	WDIVSPDR INDEX SHS FDS	5,774	$381,000	0.2%	HOLD
74	EFADPROSHARES TR	8,200	$379,000	0.2%	HOLD
75	GOOGLALPHABET INC	141	$377,000	0.2%	ADD 8%
76	ICSHISHARES TR	7,408	$374,000	0.2%	ADD 2%
77	BMYBRISTOL-MYERS SQUIBB CO	6,286	$372,000	0.2%	HOLD
78	EMNTPIMCO ETF TR	3,670	$369,000	0.2%	HOLD
79	PFEPFIZER INC	8,557	$368,000	0.2%	ADD 13%
80	VEUVANGUARD INTL EQUITY INDEX F	5,972	$364,000	0.2%	HOLD
81	FBTFirst Trust NYSE Arca Biotech ETF	2,185	$363,000	0.2%	HOLD
82	PIDINVESCO EXCHANGE TRADED FD T	20,371	$358,000	0.2%	HOLD
83	DGXQUEST DIAGNOSTICS INC	2,303	$335,000	0.2%	NEW
84	IJHISHARES TR	1,252	$329,000	0.2%	HOLD
85	TAT&T INC	11,898	$321,000	0.2%	ADD 15%
86	CVSCVS HEALTH CORP	3,778	$321,000	0.2%	HOLD
87	JNJJOHNSON & JOHNSON	1,897	$306,000	0.2%	HOLD
88	JPMJPMORGAN CHASE & CO	1,812	$297,000	0.2%	HOLD
89	VRPINVESCO EXCH TRADED FD TR II	11,186	$293,000	0.2%	ADD 5%
90	MACQUARIE GLBL INFRA TOTL RE	12,357	$288,000	0.2%	ADD 3%
91	BRK.BBERKSHIRE HATHAWAY INC DEL	1,048	$286,000	0.2%	ADD 33%
92	VUGVANGUARD INDEX FDS	971	$282,000	0.2%	HOLD
93	IWPISHARES TR	2,500	$280,000	0.2%	HOLD
94	PWVINVESCO EXCHANGE TRADED FD T	6,257	$278,000	0.2%	HOLD
95	GOOGALPHABET INC	100	$267,000	0.1%	HOLD
96	SCHHSCHWAB STRATEGIC TR	5,743	$262,000	0.1%	ADD 12%
97	RYLDGLOBAL X FDS	10,152	$253,000	0.1%	ADD 7%
98	EMBISHARES TR	2,240	$247,000	0.1%	ADD 6%
99	QYLDGLOBAL X FDS	10,156	$224,000	0.1%	ADD 7%
100	MSFTMICROSOFT CORP	761	$215,000	0.1%	HOLD
101	ESGEISHARES INC	5,027	$208,000	0.1%	NEW
102	HYMBSPDR SERIES TRUST	3,372	$202,000	0.1%	NEW
103	RVTROYCE SMALL CAP TRUST INC	11,105	$200,000	0.1%	HOLD
104	BDJBLACKROCK ENHANCED EQUITY DI	14,729	$144,000	0.1%	NEW
105	XBGYXBLACKROCK ENHANCED INTL DIV	23,413	$144,000	0.1%	HOLD
106	IGAVOYA GLBL ADV & PREM OPP FD	14,575	$144,000	0.1%	NEW

☆Harborview Advisors, LLC