CIK 1671754
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| COE, MARK, DAVID | MANAGING MEMBER | 2016-06 | <5% ·◆ |
| KAURA, AKSHAY | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 2019-04 | <5% ·◆ |
| MARK D. COE 2012 IRREVOCABLE TRUST DTD SEPT. 20, 2012entity | OWNER | 2016-06 | 75%+ ·◆ |
| MARK D. COE REVOCABLE TRUST DTD MARCH 25, 1993entity | OWNER | 2016-06 | 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DAVIS, JOHN, GREIG | CHIEF COMPLIANCE OFFICER | 2024-05 | — not seen at a tracked firm |
| RYAN, ELIZABETH, ANNE | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 2021-08 | — not seen at a tracked firm |
| GALLOP, JOHN, SAMUEL | CHIEF EXECUTIVE OFFICER | 2020-03 | — not seen at a tracked firm |
| YAFFE, JONATHAN, SOLOMON | CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 2019-04 | Kula Investments, LLC |
| FRANC, BRIAN, EDWARD | CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
