City Financial Investment Co Ltd

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CIK 1671161

13F portfolio (2018-Q4)

$383M

Positions

100

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

Open in PORT →

As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2018-Q4)

Holdings

Top 5

19.9%

Top 10

32.8%

Effective N

51.1

HHI

0.020

This quarter

39 new · 0 exit →

By sector

Unclassified96.0%

Information Technology2.1%

Industrials0.9%

Health Care0.6%

Materials0.1%

Financials0.1%

Energy0.1%

Communication Services0.0%

By market cap

Unknown96.1%

Large ($10–200B)2.1%

Small ($300M–2B)1.0%

Micro (<$300M)0.6%

Mid ($2–10B)0.1%

By region

Other96.0%

North America4.0%

Asia-Pacific0.0%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	95.99%	89
Semiconductors & Semiconductor Equipment	2.13%	2
Marine	0.92%	2
Pharmaceuticals & Biotechnology	0.62%	1
Paper & Forest Products	0.13%	1
Banks	0.09%	1
Oil, Gas & Consumable Fuels	0.08%	2
Media & Entertainment	0.03%	1

Top holdings

#	Name	Sector	Weight
1	PENSARE ACQUISITION CORP	Unclassified	6.35%
2	RED HAT INC	Unclassified	3.66%
3	INTEGRATED DEVICE TECHNOLOGY INC	Unclassified	3.50%
4	ORBOTECH LTD	Unclassified	3.44%
5	NEVSUN RES LTD	Unclassified	2.95%
6	TRINITY MERGER CORP	Unclassified	2.61%
7	AMCI ACQUISITION CORP	Unclassified	2.60%
8	FOX CORP CLASS B	Unclassified	2.60%
9	THUNDER BRIDGE ACQUISITION L	Unclassified	2.58%
10	MUDRICK CAP ACQUISITION CORP	Unclassified	2.51%

10/99 names classified · sector 4.0% of weight · industry 4.0% · mkt cap 3.9%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 9 quarters

Information TechnologyNXPI, SEDG, LSCC, NTES, AAPL · other

Consumer DiscretionaryM, HLF, MGA, DCH, SONY · other

Communication ServicesMETA, GOOGL, OPTU, T, GOOG · other

Health CareGILD, ORGO, BMY, AKBA, TEVA · other

MaterialsTECK, FCX, CF, MOS, VMC · other

EnergyRRC, HCC, NBR, CNQ, SDRL · other

IndustrialsBABA, NAT, CSX, LPG, Z · other

FinancialsRY, CM, BNS, TD

Utilities

UnclassifiedPOWERSHARES QQQ TRUST, DXJ, SPY, ACTAVIS INC, QQQ · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 4.0% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2018-Q4), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 2% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (3 classified)City Financial Investment Co Ltd centroid (Mid Core)

Information TechnologyIndustrials

Style box summary for City Financial Investment Co Ltd: centroid Mid Core. Heaviest cells: Mid Core 2.1%, Small Core 0.3%.

Classified: 2.4% of book weight (3/11 names) · unclassified 97.6%: , NAT, RVPH, PACK, RY, SDRL, MGY, TME. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 100 positions (2018-Q4) · largest first · Δ vs 2018-Q3

#	Security	Shares	Value	Weight	Δ QoQ
1	PENSARE ACQUISITION CORP	2,400,000	$24M	6.3%	ADD 20%
2	RED HAT INC	79,840	$14M	3.7%	NEW
3	INTEGRATED DEVICE TECHNOLOGY INC	276,500	$13M	3.5%	NEW
4	ORBOTECH LTD	233,205	$13M	3.4%	TRIM −12%
5	NEVSUN RES LTD	2,573,700	$11M	2.9%	NEW
6	TRINITY MERGER CORP	1,000,000	$10M	2.6%	ADD 264%
7	AMCI ACQUISITION CORP	1,000,000	$10M	2.6%	NEW
8	FOX CORP CLASS B	208,154	$10M	2.6%	ADD 4%
9	THUNDER BRIDGE ACQUISITION L	1,000,000	$10M	2.6%	ADD 235%
10	MUDRICK CAP ACQUISITION CORP	972,441	$10M	2.5%	ADD 30%
11	CM SEVEN STAR ACQUISITION CO	792,119	$8M	2.1%	ADD 296%
12	NXPINXP SEMICONDUCTORS N V	108,423	$8M	2.1%	TRIM −6%
13	PURE ACQUISITION CORP	800,000	$8M	2.1%	ADD 700%
14	GRAF INDUSTRIAL CORP	775,000	$8M	2.0%	NEW
15	FINTECH ACQUISITION CORP III	700,000	$7M	1.8%	NEW
16	VECTOIQ ACQUISITION CORP	650,000	$7M	1.7%	ADD 8%
17	TESARO INC.	87,600	$7M	1.7%	NEW
18	CF FIN ACQUISITION CORP	650,000	$7M	1.7%	NEW
19	SENTINEL ENERGY SVCS INC	625,030	$6M	1.6%	NEW
20	IKANG HEALTHCARE GROUP INC	302,525	$6M	1.6%	ADD 23%
21	UNION ACQUISITION CORP	600,000	$6M	1.6%	ADD 33%
22	U S G CORP	135,000	$6M	1.5%	NEW
23	CHURCHILL CAP CORP	525,000	$5M	1.4%	ADD 16%
24	BOXWOOD MERGER CORP	525,000	$5M	1.4%	NEW
25	CONSTELLATION ALPHA CAP CORP	506,500	$5M	1.3%	HOLD
26	TWELVE SEAS INVESTMENT COMPA	500,000	$5M	1.3%	HOLD
27	CHASERG TECHNLGY ACQUISITN C	450,000	$4M	1.2%	NEW
28	TWELVE SEAS INVESTMENT COMPA	450,000	$4M	1.2%	HOLD
29	TRIDENT ACQUISITIONS CORP	400,000	$4M	1.1%	TRIM −19%
30	SPARTAN ENERGY ACQUISITION C	400,000	$4M	1.0%	HOLD
31	TRIDENT ACQUISITIONS CORP	400,000	$4M	1.0%	ADD 100%
32	OPES ACQUISITION CORP	375,000	$4M	1.0%	HOLD
33	GIGCAPITAL INC	375,000	$4M	1.0%	ADD 150%
34	GORES HOLDINGS III INC	375,000	$4M	1.0%	ADD 7%
35	SENSEONICS HLDGS INC	1,450,000	$4M	1.0%	ADD 38%
36	ALLEGRO MERGER CORP	350,000	$4M	0.9%	HOLD
37	TWENTY FIRST CENTY FOX INC	74,945	$4M	0.9%	TRIM −47%
38	HAYMAKER ACQUISITION CORP	355,000	$4M	0.9%	ADD 77%
39	COLLIER CREEK HOLDINGS	350,100	$4M	0.9%	NEW
40	EHI CAR SVCS LTD	331,146	$3M	0.9%	HOLD
41	LEISURE ACQUISITION CORP	350,000	$3M	0.9%	ADD 40%
42	MOSAIC ACQUISITION CORP-CL A	350,000	$3M	0.9%	NEW
43	PURE ACQUISITION CORP	325,000	$3M	0.9%	TRIM −54%
44	GORDON POINTE ACQUISITION CO	307,500	$3M	0.8%	ADD 48%
45	TKK SYMPHONY ACQUISITION COR	300,000	$3M	0.8%	HOLD
46	TKK SYMPHONY ACQUISITION COR	300,000	$3M	0.8%	ADD 20%
47	GRAF INDL CORP	300,000	$3M	0.8%	NEW
48	VANECK VECTORS ETF TRUST	200,700	$3M	0.7%	TRIM −40%
49	TRINITY MERGER CORP	250,000	$3M	0.7%	TRIM −15%
50	THUNDER BRIDGE ACQUISITION L	250,000	$3M	0.7%	HOLD
51	NATNORDIC AMERICAN TANKERS LIMI	1,265,996	$3M	0.7%	NEW
52	NEW FRONTIER CORP	250,000	$3M	0.7%	HOLD
53	SABAN CAP ACQUISITION CORP	250,000	$3M	0.7%	NEW
54	FAR PT ACQUISITION CORP	250,000	$3M	0.7%	HOLD
55	VANTAGE ENERGY ACQUISITION	250,000	$3M	0.7%	NEW
56	SCHULTZE SPL PURP ACQUSTN CO	250,000	$2M	0.7%	NEW
57	ALLEGRO MERGER CORP	250,000	$2M	0.6%	HOLD
58	FAR PEAK ACQUISITION CL A ORD	250,000	$2M	0.6%	NEW
59	CHURCHILL CAP CORP	250,000	$2M	0.6%	NEW
60	RVPHREVIVA PHARMACEUTCLS HLDGS INC COM	241,500	$2M	0.6%	NEW
61	FORUM MERGER II CORP	244,600	$2M	0.6%	NEW
62	IMPERVA INC	41,680	$2M	0.6%	NEW
63	DFB HEALTHCARE ACQUISTION CO	225,000	$2M	0.6%	HOLD
64	LEGACY ACQUISITION CORP	228,750	$2M	0.6%	ADD 14%
65	ONE MADISON CORP	200,000	$2M	0.5%	HOLD
66	GS ACQUISITION HLDGS CORP	200,000	$2M	0.5%	HOLD
67	TIBERIUS ACQUISITION CORP	200,500	$2M	0.5%	HOLD
68	MEGALITH FINL ACQUISITION CO	200,000	$2M	0.5%	HOLD
69	LEO HOLDINGS CORP II-CLASS A	200,000	$2M	0.5%	NEW
70	VECTOIQ ACQUISITION CORP	200,000	$2M	0.5%	NEW
71	TIBERIUS ACQUISITION CORP	175,200	$2M	0.4%	HOLD
72	MODERN MEDIA ACQUISITION	163,300	$2M	0.4%	NEW
73	REGALWOOD GLOBAL ENERGY LTD	162,500	$2M	0.4%	ADD 8%
74	LF Capital Acquisition Corp	150,000	$1M	0.4%	HOLD
75	PENSARE ACQUISITION CORP	125,000	$1M	0.3%	ADD 25%
76	SENTINEL ENERGY SVCS INC	125,000	$1M	0.3%	NEW
77	BLACK RIDGE ACQUISITION CORP	125,000	$1M	0.3%	ADD 25%
78	AXA EQUITABLE HLDGS INC	75,000	$1M	0.3%	NEW
79	HOSTESS BRANDS INC	1,150,000	$1M	0.3%	ADD 2%
80	PLATINUM EAGLE ACQUISITIN CO	100,000	$1M	0.3%	HOLD
81	MOSAIC ACQUISITION CORP	100,000	$1M	0.3%	NEW
82	NEBULA ACQUISITION CORP	100,000	$1M	0.3%	HOLD
83	GREENLAND ACQUISITIN CORPORA	100,000	$990,000	0.3%	HOLD
84	HL ACQUISITIONS CORP	100,000	$985,000	0.3%	ADD 33%
85	LPGDORIAN LPG LTD	168,765	$984,000	0.3%	NEW
86	DFB HEALTHCARE ACQUISTION CO	100,000	$981,000	0.3%	HOLD
87	Collier Creek Holdings	100,000	$965,000	0.3%	NEW
88	HL ACQUISITIONS CORP	75,000	$776,000	0.2%	HOLD
89	LEO HOLDINGS CORP	75,000	$767,000	0.2%	HOLD
90	PACKONE MADISON CORP	50,000	$502,000	0.1%	NEW
91	RYROYAL BK CDA	5,000	$343,000	0.1%	NEW
92	CONCRETE PUMPING HLDGS INC	300,000	$234,000	0.1%	NEW
93	ROSEHILL RES INC	600,000	$216,000	0.1%	ADD 20%
94	OLEDUNIVERSAL DISPLAY CORP	2,271	$212,000	0.1%	HOLD
95	SDRLSEADRILL LTD	8,225	$164,000	0.0%	TRIM −97%
96	MGYMAGNOLIA OIL & GAS CORP	50,000	$152,000	0.0%	HOLD
97	TMETENCENT MUSIC ENTMT GROUP	10,000	$132,000	0.0%	NEW
98	NRC GROUP HOLDINGS CORP	125,000	$101,000	0.0%	NEW
99	CM SEVEN STAR ACQUISITION CO	100,000	$40,000	0.0%	NEW
100	CONSTELLATION ALPHA CAP CORP	4,000	$0	0.0%	NEW

☆City Financial Investment Co Ltd