CIK 1646247
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DEL PRIORE, MICHAEL, J | CHIEF COMPLIANCE OFFICER | 2020-01 | <5% ·◆ |
| GOSS, MICHAEL, EDMOND | DIRECTOR | 2025-10 | <5% ·◆ |
| HILZENRATH, ROBERT, JAY | DIRECTOR | 2025-10 | <5% ·◆ |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP | 2019-05 | <5% ·◆ |
| LONG, BRAD, Leighton | CHIEF INVESTMENT OFFICER | 2025-10 | <5% ·◆ |
| MOO, VERONICA, EI CHUN | DIRECTOR | 2017-07 | <5% ·◆ |
| NELSON, CARL, EDWARD | PRESIDENT, WEALTHSPIRE, LP | 2025-10 | <5% ·◆ |
| Olson, Channing | CHIEF OPERATIONS OFFICER | 2025-10 | <5% ·◆ |
| POWERS, BRIAN, DAVID | CHIEF FINANCIAL OFFICER | 2019-05 | <5% ·◆ |
| SCHNEIDER, BRETT, RONALD | DIRECTOR | 2009-01 | <5% ·◆ |
| SONTAG, ERIC, MATTHEW | PRESIDENT | 2011-11 | <5% ·◆ |
| WEALTHSPIRE HOLDINGS, LLCentity | MEMBER | 2017-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LIESER, LORI, MICHELL | VICE PRESIDENT | 2024-09 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| STASTNEY, HOYT, RONALD | CHIEF LEGAL OFFICER · CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | 2024-09 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR | 2024-09 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| MORIARTY, MICHAEL, JOSEPH | CHIEF INVESTMENT OFFICER | 2024-09 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| FRIEDMAN, GREGORY, HUGH | CHIEF STRATEGY OFFICER | 2023-03 | HERON FINANCIAL GROUP, LLC |
| SONTAG, HOWARD, VAUGHN | SR. MANAGING DIRECTOR · PRESIDENT | 2022-11 | — not seen at a tracked firm |
| DECARLO, JAMES, EDWIN | CHIEF STRATEGIC GROWTH OFFICER | 2022-11 | — not seen at a tracked firm |
| LEVY-LEROY, DONNA | MANAGING DIRECTOR · EXECUTIVE VICE PRESIDENT · CHIEF INVESTMENT OFFICER | 2020-01 | — not seen at a tracked firm |
| FASANO, CRAIG, MICHAEL | MANAGING DIRECTOR · EXECUTIVE VICE PRESIDENT | 2020-01 | — not seen at a tracked firm |
| DELGASS, MICHAEL, NICHOLAS | MANAGING DIRECTOR · EXECUTIVE VICE PRESIDENT | 2020-01 | — not seen at a tracked firm |
| STANIFORD, MARTHA, SIMPSON | MANAGING DIRECTOR · EXECUTIVE VICE PRESIDENT | 2020-01 | — not seen at a tracked firm |
| ROSS, ROBERT, KARL | CHIEF COMPLIANCE OFFICER | 2019-05 | — not seen at a tracked firm |
| EVAN, MICHAEL, ANDREW | DRECTOR | 2019-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
