CIK 1598304
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DEL PRIORE, MICHAEL, J | CHIEF COMPLIANCE OFFICER | 2023-11 | <5% ·◆ |
| GOSS, MICHAEL, EDMOND | DIRECTOR | 2025-10 | <5% ·◆ |
| HILZENRATH, ROBERT, JAY | DIRECTOR | 2025-10 | <5% ·◆ |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER, WEALTHSPIRE, LP | 2023-11 | <5% ·◆ |
| LONG, BRAD, Leighton | CHIEF INVESTMENT OFFICER | 2025-10 | <5% ·◆ |
| MOO, VERONICA, EI CHUN | DIRECTOR | 2023-11 | <5% ·◆ |
| NELSON, CARL, EDWARD | PRESIDENT, WEALTHSPIRE, LP | 2025-10 |
| <5% ·◆ |
| Olson, Channing | CHIEF OPERATIONS OFFICER | 2025-10 | <5% ·◆ |
| POWERS, BRIAN, DAVID | CHIEF FINANCIAL OFFICER | 2023-11 | <5% ·◆ |
| SCHNEIDER, BRETT, RONALD | DIRECTOR | 2023-11 | <5% ·◆ |
| SONTAG, ERIC, MATTHEW | PRESIDENT | 2023-11 | <5% ·◆ |
| WEALTHSPIRE ADVISORSentity | OWNER | 2023-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| IAMUNNO, MARGARET, ANN | SENIOR VICE PRESIDENT, MELVILLE OFFICE LEAD · CHIEF COMPLIANCE OFFICER | 2024-06 | — not seen at a tracked firm |
| LIESER, LORI, MICHELL | VICE PRESIDENT | 2024-06 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| STASTNEY, HOYT, RONALD | CHIEF LEGAL OFFICER | 2024-06 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| O'MALLEY, EDWARD, GEORGE | DIRECTOR | 2024-06 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| MORIARTY, MICHAEL, JOSEPH | CHIEF INVESTMENT OFFICER | 2024-06 | Private Ocean, LLC, HERON FINANCIAL GROUP, LLC |
| MARZANO, FRANK, PATRICK | MANAGING PRINCIPAL · MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 2023-07 | — not seen at a tracked firm |
| BALAS, FRANCIS, R | DIRECTOR OF INVESTMENT STRATEGY | 2023-07 | — not seen at a tracked firm |
| Bernstein, Eric, Scott | DIRECTOR OF ALTERNATIVE INVESTMENTS | 2023-07 | — not seen at a tracked firm |
| LAVRIGATA, FRANK, J | DIRECTOR OF PORTFOLIO MANAGEMENT | 2023-07 | — not seen at a tracked firm |
| CASTELLANO, CHRISTOPHER, D | DIRECTOR OF WEALTH STRATEGIES | 2023-07 | — not seen at a tracked firm |
| RANERI, STEPHEN, VINCENT | CHIEF INVESTMENT OFFICER | 2020-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
