CIK 1478861
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2019-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Communications Equipment | 54.67% | 1 |
| Unclassified | 36.26% | 9 |
| Machinery | 5.53% | 1 |
| Technology Hardware & Equipment | 2.58% | 1 |
| Capital Markets | 0.96% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | AIOT | Powerfleet, Inc. | Information Technology | 54.67% |
| 2 | SYNCHRONOSS TECHNOLOGIES INC | Unclassified | 16.06% | |
| 3 | AVAYA HLDGS CORP | Unclassified | 7.97% | |
| 4 | GHM | GRAHAM CORP | Industrials | 5.53% |
| 5 | GLOBAL EAGLE ENTMT INC | Unclassified | 4.07% | |
| 6 | SYNACOR INC COM | Unclassified | 3.26% | |
| 7 | IBM | INTERNATIONAL BUSINESS MACHINES CORP | Information Technology | 2.58% |
| 8 | B RILEY PRINCIPAL MERGER COR | Unclassified | 1.54% | |
| 9 | RAND CAP CORP | Unclassified | 1.53% | |
| 10 | RTW RETAILWINDS INC | Unclassified | 1.23% |
4/13 names classified · sector 63.7% of weight · industry 63.7% · mkt cap 63.7%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 63.7% of the book is sector-classified (unclassified names shown, never dropped).
Only 8% of book weight classified — the grid is NOT representative of the whole book.
Classified: 8.1% of book weight (2/5 names) · unclassified 91.9%: AIOT, , NRT. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | AIOTPOWERFLEET INC | 1,720,770 | $11M | 54.7% | NEW |
| 2 | SYNCHRONOSS TECHNOLOGIES INC | 692,834 | $3M | 16.1% | ADD 325% |
| 3 | AVAYA HLDGS CORP | 121,044 | $2M | 8.0% | TRIM −6% |
| 4 | GHMGRAHAM CORP | 51,780 | $1M | 5.5% | TRIM −33% |
| 5 | GLOBAL EAGLE ENTMT INC | 1,670,904 | $835,000 | 4.1% | ADD 4% |
| 6 | SYNACOR INC COM | 438,558 | $667,000 | 3.3% | TRIM −56% |
| 7 | IBMINTERNATIONAL BUSINESS MACHS | 3,946 | $529,000 | 2.6% | HOLD |
| 8 | B RILEY PRINCIPAL MERGER COR | 30,000 | $315,000 | 1.5% | HOLD |
| 9 | RAND CAP CORP | 116,798 | $313,000 | 1.5% | HOLD |
| 10 | RTW RETAILWINDS INC | 315,507 | $253,000 | 1.2% | ADD 239% |
| 11 | NRTNORTH EUROPEAN OIL RTY TR | 33,167 | $196,000 | 1.0% | TRIM −86% |
| 12 | AVITA MEDICAL LTD | 10,000 | $91,000 | 0.4% | NEW |
| 13 | S&W SEED CO | 15,000 | $32,000 | 0.2% | HOLD |
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