CIK 1434689
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2018-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 81.95% | 26 |
| Road & Rail | 4.03% | 1 |
| Pharmaceuticals & Biotechnology | 3.97% | 1 |
| Software & IT Services | 3.97% | 1 |
| Software | 3.63% | 2 |
| Specialty Retail | 2.33% | 1 |
| Hotels, Restaurants & Leisure | 0.14% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | QQQ | INVESCO QQQ TR | Unclassified | 28.07% |
| 2 | SPY | STATE STR SPDR S&P 500 ETF T | Unclassified | 12.13% |
| 3 | XLK | SELECT SECTOR SPDR TR | Unclassified | 7.32% |
| 4 | FLOT | ISHARES TR | Unclassified | 5.78% |
| 5 | IWM | ISHARES TR | Unclassified | 5.31% |
| 6 | XLV | SELECT SECTOR SPDR TR | Unclassified | 5.16% |
| 7 | SHYG | ISHARES TR | Unclassified | 4.30% |
| 8 | UNP | UNION PACIFIC CORP | Industrials | 4.03% |
| 9 | ZTS | Zoetis Inc. | Health Care | 3.97% |
| 10 | WDAY | Workday, Inc. | Information Technology | 3.97% |
7/33 names classified · sector 18.1% of weight · industry 18.1% · mkt cap 18.1%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 18.1% of the book is sector-classified (unclassified names shown, never dropped).
Only 16% of book weight classified — the grid is NOT representative of the whole book.
Classified: 15.9% of book weight (6/33 names) · unclassified 84.1%: QQQ, SPY, XLK, FLOT, IWM, XLV, SHYG, VIG, TEAM, NEAR +17 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | QQQINVESCO QQQ TR | 494,525 | $76M | 28.1% | HOLD |
| 2 | SPYSTATE STR SPDR S&P 500 ETF T | 131,923 | $33M | 12.1% | HOLD |
| 3 | XLKSELECT SECTOR SPDR TR | 321,180 | $20M | 7.3% | HOLD |
| 4 | FLOTISHARES TR | 311,902 | $16M | 5.8% | ADD 10% |
| 5 | IWMISHARES TR | 107,717 | $14M | 5.3% | TRIM −51% |
| 6 | XLVSELECT SECTOR SPDR TR | 162,147 | $14M | 5.2% | ADD 22% |
| 7 | SHYGISHARES TR | 262,410 | $12M | 4.3% | NEW |
| 8 | UNPUNION PAC CORP | 79,150 | $11M | 4.0% | HOLD |
| 9 | ZTSZOETIS INC | 126,150 | $11M | 4.0% | HOLD |
| 10 | WDAYWORKDAY INC | 67,525 | $11M | 4.0% | HOLD |
| 11 | CDWCDW CORP | 78,025 | $6M | 2.3% | HOLD |
| 12 | VIGVANGUARD SPECIALIZED FUNDS | 59,440 | $6M | 2.1% | TRIM −2% |
| 13 | TEAMATLASSIAN CORP PLC | 64,700 | $6M | 2.1% | ADD 2% |
| 14 | NEARISHARES U S ETF TR | 94,260 | $5M | 1.7% | NEW |
| 15 | IJRISHARES TR | 64,698 | $4M | 1.7% | TRIM −49% |
| 16 | XYZBLOCK INC | 73,235 | $4M | 1.5% | HOLD |
| 17 | IVWISHARES TR | 25,500 | $4M | 1.4% | TRIM −4% |
| 18 | IVEISHARES TR | 36,250 | $4M | 1.3% | TRIM −3% |
| 19 | VHTVANGUARD WORLD FD | 18,339 | $3M | 1.1% | HOLD |
| 20 | IGSBISHARES TR | 46,983 | $2M | 0.9% | NEW |
| 21 | EFAISHARES TR | 36,042 | $2M | 0.8% | HOLD |
| 22 | EEMISHARES TR | 42,226 | $2M | 0.6% | HOLD |
| 23 | VNQVANGUARD INDEX FDS | 20,978 | $2M | 0.6% | HOLD |
| 24 | IJTISHARES TR | 6,525 | $1M | 0.4% | TRIM −3% |
| 25 | HYGISHARES TR | 12,127 | $984,000 | 0.4% | TRIM −92% |
| 26 | IEIISHARES TR | 5,349 | $649,000 | 0.2% | HOLD |
| 27 | IVVISHARES TR | 1,900 | $478,000 | 0.2% | TRIM −5% |
| 28 | MCDMCDONALDS CORP | 2,080 | $369,000 | 0.1% | HOLD |
| 29 | IWNISHARES TR | 2,725 | $293,000 | 0.1% | HOLD |
| 30 | MDYSPDR S&P MIDCAP 400 ETF TR | 950 | $288,000 | 0.1% | HOLD |
| 31 | AGGISHARES TR | 2,520 | $268,000 | 0.1% | TRIM −99% |
| 32 | SCHBSCHWAB STRATEGIC TR | 4,322 | $259,000 | 0.1% | HOLD |
| 33 | DIASPDR DOW JONES INDL AVERAGE | 1,000 | $233,000 | 0.1% | HOLD |
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