Alliance Trust PLC

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CIK 1424606

13F portfolio (2017-Q2)

$1.8B

Positions

Implied 1Y CAGR

modeled · as filed

Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q1. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.

Implied return what this book implies · modeled, not advice methodology →

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As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).

Computing…

Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.

Exposures · what this manager owns, by sector & size (2017-Q2)

Holdings

Top 5

14.2%

Top 10

24.4%

Effective N

63.4

HHI

0.016

This quarter

9 new · 0 exit →

By sector

Unclassified96.0%

Information Technology2.4%

Financials1.6%

By market cap

Unknown97.6%

Large ($10–200B)1.4%

Mega (>$200B)1.0%

By region

Other96.0%

North America2.5%

Asia-Pacific1.5%

By industry group GICS — finer than sector

Industry group	Weight	Names
Unclassified	96.01%	84
Banks	1.62%	2
Semiconductors & Semiconductor Equipment	1.37%	1
Technology Hardware & Equipment	1.00%	1

Top holdings

#	Name	Sector	Weight
1	UNITEDHEALTH GROU USD0.01	Unclassified	3.31%
2	MICROSOFT C USD0.00000625	Unclassified	3.16%
3	JOHNSON CONTROLS INTERNATIONAL PLC	Unclassified	2.89%
4	CVS HEALTH CORP USD0.01	Unclassified	2.54%
5	Nielsen Holdings PLC	Unclassified	2.31%
6	CHARTER COM CLASS A USD 0	Unclassified	2.21%
7	COMCAST CORP-CLASS A USD1	Unclassified	2.15%
8	BAIDU INC - SPON ADR	Unclassified	2.03%
9	ORACLE CORP USD0.01	Unclassified	1.95%
10	WESTERN UNION CO USD0.01	Unclassified	1.86%

4/88 names classified · sector 4.0% of weight · industry 4.0% · mkt cap 2.4%; unclassified names shown, never dropped.

Sector allocation over time · how the GICS mix & top names shifted quarter by quarter

top 5/sector, rest → “Other” · 17 quarters

Industrials

Information TechnologyCSCO, FLEX

FinancialsHDB, GGAL

UnclassifiedPFIZER INC USD0.05, VISA INC-CLASS USD0.0001, CVS HEALTH CORP USD0.01, UTD TECHNOLOGIES COM USD1, QUALCOMM INC COM USD0.0001 · other

Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 4.0% of the book is sector-classified (unclassified names shown, never dropped).

Style box · size × value-growth placement of the reported book (2017-Q2), classified on current fundamentals (not point-in-time) — load it into PORT to overlay your own portfolio

Only 2% of book weight classified — the grid is NOT representative of the whole book.

holdings, colored by sector (2 classified)Alliance Trust PLC centroid (Mid Core)

Information Technology

Style box summary for Alliance Trust PLC: centroid Mid Core. Heaviest cells: Mid Core 1.4%, Large Core 1.0%.

Classified: 2.4% of book weight (2/5 names) · unclassified 97.6%: , HDB, GGAL. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.

Contribution holdings-based, any period

No contribution data for this period.

Holdings· 88 positions (2017-Q2) · largest first · Δ vs 2017-Q1

#	Security	Shares	Value	Weight	Δ QoQ
1	UNITEDHEALTH GROU USD0.01	322,982	$60M	3.3%	TRIM −3%
2	MICROSOFT C USD0.00000625	830,000	$57M	3.2%	ADD 26%
3	JOHNSON CONTROLS INTERNATIONAL PLC	1,206,124	$52M	2.9%	ADD 34%
4	CVS HEALTH CORP USD0.01	570,000	$46M	2.5%	ADD 14%
5	Nielsen Holdings PLC	1,079,624	$42M	2.3%	ADD 6%
6	CHARTER COM CLASS A USD 0	118,954	$40M	2.2%	TRIM −30%
7	COMCAST CORP-CLASS A USD1	1,000,000	$39M	2.2%	ADD 6%
8	BAIDU INC - SPON ADR	205,000	$37M	2.0%	ADD 134%
9	ORACLE CORP USD0.01	703,858	$35M	2.0%	TRIM −27%
10	WESTERN UNION CO USD0.01	1,768,720	$34M	1.9%	TRIM −15%
11	Allergan plc	130,100	$32M	1.7%	HOLD
12	REGENERON PHARMA USD0.001	60,488	$30M	1.6%	TRIM −7%
13	AETNA INC USD0.01	195,456	$30M	1.6%	ADD 2%
14	WESTERN DIGITAL C USD0.01	332,754	$29M	1.6%	HOLD
15	LIBERTY INTE CORP USD0.01	1,191,697	$29M	1.6%	ADD 140%
16	ANTHEM INC COM USD0.01	152,031	$29M	1.6%	ADD 2%
17	WHIRLPOOL CORP USD1	147,458	$28M	1.6%	ADD 2%
18	LAM RESEARCH COR USD0.001	199,850	$28M	1.6%	NEW
19	CORNING INC USD0.5	933,682	$28M	1.6%	ADD 2%
20	AMAZON.COM INC USD0.01	28,843	$28M	1.5%	TRIM −35%
21	HDBHDFC BANK LTD-ADR	319,077	$28M	1.5%	TRIM −3%
22	SBERBANK OF RUSSIA	11,192,048	$28M	1.5%	ADD 66%
23	KANSAS CITY SOUTH USD0.01	262,339	$27M	1.5%	TRIM −11%
24	AFLAC INC USD0.1	352,518	$27M	1.5%	HOLD
25	INFOSYS LTD-SP ADR	1,822,282	$27M	1.5%	ADD 14%
26	EATON CORP PLC	347,147	$27M	1.5%	HOLD
27	BROADCOM LTD NPV	115,233	$27M	1.5%	ADD 2%
28	TE CONNECTIVITY LTD	336,686	$26M	1.5%	ADD 2%
29	SAP SE-SPONSORED ADR	251,938	$26M	1.5%	HOLD
30	CELANESE CORP-S USD0.0001	277,682	$26M	1.5%	ADD 2%
31	AERCAP HOLDINGS NV	563,461	$26M	1.4%	ADD 2%
32	VISA INC-CLASS USD0.0001	277,166	$26M	1.4%	HOLD
33	LINCOLN NATIONAL CORP NPV	380,384	$26M	1.4%	ADD 2%
34	PRICELINE GROUP USD0.008	13,653	$26M	1.4%	NEW
35	AMERIPRISE FINANC USD0.01	195,323	$25M	1.4%	ADD 2%
36	FLEXFLEX LTD	1,515,458	$25M	1.4%	NEW
37	AMERICAN EXPRESS C USD0.2	290,000	$24M	1.4%	ADD 4%
38	GOODYEAR TIRE & RUBBE NPV	698,775	$24M	1.3%	ADD 2%
39	SUNCOR ENERGY INC NPV	828,180	$24M	1.3%	HOLD
40	MONDELEZ INTERNATIONA NPV	556,203	$24M	1.3%	HOLD
41	EOG RESOURCES INC USD0.01	264,749	$24M	1.3%	HOLD
42	FACEBOOK INC- USD0.000006	156,830	$24M	1.3%	TRIM −5%
43	CORE LABORATORIES EUR0.02	231,562	$23M	1.3%	ADD 451%
44	LOWE'S COS INC USD0.5	300,154	$23M	1.3%	HOLD
45	H&R BLOCK INC NPV	726,800	$22M	1.2%	HOLD
46	DOLLAR GENERAL C USD0.875	302,061	$22M	1.2%	HOLD
47	EXXON MOBIL CORP NPV	263,751	$21M	1.2%	HOLD
48	ICICI BANK LTD-SPON ADR	2,325,737	$21M	1.2%	ADD 16%
49	ALPHABET INC-CL C NPV	21,111	$19M	1.1%	TRIM −5%
50	CHECK POINT SOFTW USD0.01	173,200	$19M	1.0%	HOLD
51	CSCOCISCO SYSTEMS	580,731	$18M	1.0%	HOLD
52	EXPRESS SCRIPTS H USD0.01	273,600	$17M	1.0%	HOLD
53	JOHNSON & JOHNSON USD1	131,744	$17M	1.0%	NEW
54	GRUPO FIN SANTANDER-ADR	1,773,074	$17M	0.9%	TRIM −5%
55	TERADATA CORP USD0.01	566,621	$17M	0.9%	ADD 3%
56	INOVALON HOLD USD0.000005	1,237,651	$16M	0.9%	ADD 121%
57	CITIGROUP INC USD0.01	225,000	$15M	0.8%	TRIM −15%
58	INTERCONTINENTAL USD0.01	227,449	$15M	0.8%	TRIM −5%
59	BORGWARNER INC USD0.01	353,158	$15M	0.8%	ADD 62%
60	BANK OF AMERICA C USD0.01	588,049	$14M	0.8%	TRIM −32%
61	SCHWAB (CHARLES) USD0.01	329,666	$14M	0.8%	TRIM −15%
62	WELLS FARGO & CO USD1.666	254,534	$14M	0.8%	ADD 39%
63	MASTERCARD INC- USD0.0001	115,053	$14M	0.8%	ADD 59%
64	CME GROUP INC USD0.01	111,486	$14M	0.8%	ADD 5%
65	INTL BUSINESS MACH USD0.2	89,776	$14M	0.8%	TRIM −14%
66	ALPHABET INC-CL A NPV	14,800	$14M	0.8%	TRIM −42%
67	FTI CONSULTING IN USD0.01	363,555	$13M	0.7%	ADD 322%
68	PHILIP MORRIS INTERNA NPV	98,973	$12M	0.6%	HOLD
69	CELGENE CORP USD0.01	81,970	$11M	0.6%	NEW
70	QUALCOMM INC USD0.0001	171,800	$9M	0.5%	NEW
71	TAIWAN SEMICONDUCTOR-SP	263,600	$9M	0.5%	TRIM −51%
72	Alibaba Group Holding Ltd	48,450	$7M	0.4%	ADD 30%
73	JD.COM INC-ADR	103,574	$4M	0.2%	NEW
74	MERCADOLIBRE INC USD0.001	11,750	$3M	0.2%	TRIM −9%
75	MOSCOW EXCHANGE MICE RUB1	1,509,798	$3M	0.1%	ADD 17%
76	ALROSA AO RUB0.5	1,670,353	$2M	0.1%	NEW
77	NVIDIA CORP USD0.001	16,343	$2M	0.1%	NEW
78	GRUPO AEROPORTUARIO SUR-	10,083	$2M	0.1%	ADD 3%
79	GRUPO AEROPORTUARIO PAC-	17,326	$2M	0.1%	ADD 5%
80	CREDICORP LTD USD5	10,467	$2M	0.1%	TRIM −23%
81	YANDEX N V	69,117	$2M	0.1%	TRIM −11%
82	BANCOLOMBIA S.A.-SPONS A	40,031	$2M	0.1%	TRIM −22%
83	GGALGRUPO FINANCIERO GALICIA	34,994	$1M	0.1%	ADD 50%
84	Enel Americas SA	149,484	$1M	0.1%	TRIM −24%
85	PAMPA ENERGIA SA-SPON AD	22,003	$1M	0.1%	TRIM −47%
86	SEVERSTAL RUB0.25(REGD)	84,588	$1M	0.1%	TRIM −53%
87	LUKOIL OAO RUB0.025	15,608	$759,000	0.0%	TRIM −57%
88	ROSNEFT OIL CO RUB0.01	135,462	$741,000	0.0%	TRIM −63%

☆Alliance Trust PLC