CIK 1377817
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2021-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 81.49% | 13 |
| Specialty Retail | 8.42% | 2 |
| Software & IT Services | 3.91% | 1 |
| Software | 2.33% | 1 |
| Diversified Consumer Services | 1.24% | 1 |
| Insurance | 1.13% | 1 |
| Technology Hardware & Equipment | 0.93% | 1 |
| Pharmaceuticals & Biotechnology | 0.55% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | KADEM SUSTAINABLE IMPACT COR | Unclassified | 19.81% | |
| 2 | THERATECHNOLOGIES INC 5.75 06/30/2023 | Unclassified | 19.17% | |
| 3 | ATHENE HLDG LTD | Unclassified | 13.92% | |
| 4 | AIR TRANSPORT SERVICES GRP I | Unclassified | 7.02% | |
| 5 | WILLIAM PENN BANCORPORATION | Unclassified | 5.87% | |
| 6 | AMZN | AMAZON COM INC | Consumer Discretionary | 5.61% |
| 7 | MAGELLAN HEALTH INC | Unclassified | 4.98% | |
| 8 | PFX | PHENIXFIN CORP | Unclassified | 4.34% |
| 9 | GOOGL | Alphabet Inc. | Communication Services | 3.91% |
| 10 | WMT | Walmart Inc. | Consumer Discretionary | 2.81% |
8/21 names classified · sector 18.5% of weight · industry 18.5% · mkt cap 18.5%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 18.5% of the book is sector-classified (unclassified names shown, never dropped).
Only 19% of book weight classified — the grid is NOT representative of the whole book.
Classified: 18.5% of book weight (8/11 names) · unclassified 81.5%: , PFX, NTPIF. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | KADEM SUSTAINABLE IMPACT COR | 822,340 | $8M | 19.8% | NEW |
| 2 | THERATECHNOLOGIES INC 5.75 06/30/2023 | 8,935,000 | $8M | 19.2% | NEW |
| 3 | ATHENE HLDG LTD | 82,888 | $6M | 13.9% | TRIM −3% |
| 4 | AIR TRANSPORT SERVICES GRP I | 111,544 | $3M | 7.0% | ADD 11% |
| 5 | WILLIAM PENN BANCORPORATION | 197,313 | $2M | 5.9% | ADD 532% |
| 6 | AMZNAMAZON COM INC | 700 | $2M | 5.6% | HOLD |
| 7 | MAGELLAN HEALTH INC | 21,611 | $2M | 5.0% | HOLD |
| 8 | PFXPHENIXFIN CORP | 41,550 | $2M | 4.3% | ADD 5% |
| 9 | GOOGLALPHABET INC | 600 | $2M | 3.9% | HOLD |
| 10 | WMTWALMART INC | 8,279 | $1M | 2.8% | HOLD |
| 11 | NUANCE COMMUNICATIONS INC | 20,264 | $1M | 2.7% | HOLD |
| 12 | NTWKNETSOL TECHNOLOGIES INC | 208,434 | $955,000 | 2.3% | HOLD |
| 13 | NTPIFNAM TAI PROPERTY INC | 25,823 | $600,000 | 1.5% | HOLD |
| 14 | LRNSTRIDE INC | 14,100 | $507,000 | 1.2% | HOLD |
| 15 | WTWWILLIS TOWERS WATSON PLC LTD | 2,000 | $465,000 | 1.1% | NEW |
| 16 | AAPLAPPLE INC | 2,700 | $382,000 | 0.9% | HOLD |
| 17 | TRINSEO S A | 6,200 | $335,000 | 0.8% | NEW |
| 18 | Better World Acquisition Corp | 30,000 | $320,000 | 0.8% | HOLD |
| 19 | JNJJOHNSON & JOHNSON | 1,400 | $226,000 | 0.6% | HOLD |
| 20 | ADIT EDTECH ACQUISITION CORP | 20,000 | $200,000 | 0.5% | HOLD |
| 21 | ATI PHYSICAL THERAPY INC | 11,600 | $44,000 | 0.1% | NEW |
Where this firm's principals came from and which firms its alumni went on to found.
