CIK 1356223
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2014-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 99.07% | 100 |
| Equity Real Estate Investment Trusts (REITs) | 0.20% | 3 |
| Pharmaceuticals & Biotechnology | 0.15% | 3 |
| Banks | 0.14% | 4 |
| Insurance | 0.10% | 2 |
| Oil, Gas & Consumable Fuels | 0.09% | 2 |
| Semiconductors & Semiconductor Equipment | 0.07% | 1 |
| Software | 0.06% | 1 |
| Electrical Equipment & Components | 0.04% | 1 |
| Chemicals | 0.03% | 1 |
| Technology Hardware & Equipment | 0.03% | 1 |
| Road & Rail | 0.02% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | OEF | ISHARES TR | Unclassified | 8.33% |
| 2 | BTZ | BLACKROCK CR ALLOCATION INCO | Unclassified | 7.59% |
| 3 | TY | TRI CONTL CORP | Unclassified | 4.80% |
| 4 | BDJ | BLACKROCK ENHANCED EQUITY DI | Unclassified | 4.43% |
| 5 | SPE | SPECIAL OPPORTUNITIES FD INC | Unclassified | 4.35% |
| 6 | ZWEIG TOTAL RETURN FD INC | Unclassified | 3.83% | |
| 7 | ALLIANCEBERNSTEIN INCOME FUN | Unclassified | 3.80% | |
| 8 | PPT | PUTNAM PREMIER INCOME TR | Unclassified | 3.58% |
| 9 | DIVERSIFIED REAL ASSET INC FD COM SHS | Unclassified | 3.55% | |
| 10 | ETJ | EATON VANCE RISK-MANAGED DIV | Unclassified | 3.53% |
20/120 names classified · sector 0.9% of weight · industry 0.9% · mkt cap 0.9%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 0.9% of the book is sector-classified (unclassified names shown, never dropped).
Only 1% of book weight classified — the grid is NOT representative of the whole book.
Classified: 0.8% of book weight (19/85 names) · unclassified 99.2%: , OEF, BTZ, TY, BDJ, SPE, PPT, ETJ, VTI, BND +56 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | OEFISHARES TR | 812,251 | $73M | 8.3% | HOLD |
| 2 | BTZBLACKROCK CR ALLOCATION INCO | 4,958,985 | $67M | 7.6% | HOLD |
| 3 | TYTRI CONTL CORP | 1,948,953 | $42M | 4.8% | HOLD |
| 4 | BDJBLACKROCK ENHANCED EQUITY DI | 4,749,962 | $39M | 4.4% | HOLD |
| 5 | SPESPECIAL OPPORTUNITIES FD INC | 2,483,218 | $38M | 4.4% | HOLD |
| 6 | ZWEIG TOTAL RETURN FD INC | 2,466,480 | $34M | 3.8% | ADD 4% |
| 7 | ALLIANCEBERNSTEIN INCOME FUN | 4,326,952 | $33M | 3.8% | TRIM −2% |
| 8 | PPTPUTNAM PREMIER INCOME TR | 5,975,866 | $31M | 3.6% | HOLD |
| 9 | DIVERSIFIED REAL ASSET INC FD COM SHS | 1,725,916 | $31M | 3.6% | ADD 4% |
| 10 | ETJEATON VANCE RISK-MANAGED DIV | 2,870,371 | $31M | 3.5% | ADD 14% |
| 11 | VTIVANGUARD INDEX FDS | 289,168 | $31M | 3.5% | HOLD |
| 12 | BNDVANGUARD BD INDEX FDS | 342,933 | $29M | 3.2% | HOLD |
| 13 | XMCRXMFS CHARTER INCOME TR | 3,033,271 | $27M | 3.0% | ADD 6% |
| 14 | WESTERN ASSET VAR RT STRG FD | 1,549,605 | $26M | 2.9% | ADD 13% |
| 15 | MINMFS INTER INCOME TR | 4,960,032 | $24M | 2.7% | ADD 28% |
| 16 | RVTROYCE SMALL CAP TRUST INC | 1,640,468 | $23M | 2.7% | TRIM −9% |
| 17 | MMTMFS MULTIMARKET INCOME TR | 3,434,819 | $22M | 2.5% | HOLD |
| 18 | TSITCW STRATEGIC INCOME FD INC | 3,981,290 | $22M | 2.4% | ADD 29% |
| 19 | XEVGXEATON VANCE SHORT DURATION D | 1,453,317 | $21M | 2.4% | TRIM −4% |
| 20 | BSLBLACKSTONE SENI FLTN RAT 202 | 1,063,285 | $18M | 2.1% | ADD 7% |
| 21 | XEVVXEATON VANCE LIMITED DURATION | 1,263,041 | $18M | 2.1% | HOLD |
| 22 | USALIBERTY ALL STAR EQUITY FD | 2,852,165 | $17M | 1.9% | HOLD |
| 23 | XBOEXBLACKROCK ENHANCED GLOBAL DI | 1,178,971 | $16M | 1.9% | TRIM −4% |
| 24 | MGFMFS GOVT MKTS INCOME TR | 2,836,321 | $16M | 1.8% | TRIM −14% |
| 25 | XETYXEATON VANCE TAX-MANAGED DIVE | 1,251,449 | $14M | 1.6% | HOLD |
| 26 | ZWEIG FD COM NEW | 734,704 | $11M | 1.3% | TRIM −3% |
| 27 | VGTVANGUARD WORLD FD | 95,525 | $10M | 1.2% | TRIM −2% |
| 28 | BLACKROCK DEFINED OPPRTY CR TR COM | 637,251 | $8M | 1.0% | ADD 24% |
| 29 | Alerian MLP ETF | 432,911 | $7M | 0.8% | ADD 3540% |
| 30 | XEGFXBLACKROCK ENHANCED GOVT FD I | 506,997 | $7M | 0.8% | ADD 5% |
| 31 | FPFFIRST TR INTER DURATN PFD & | 284,369 | $6M | 0.7% | HOLD |
| 32 | BGXBLACKSTONE LONG SHORT CR INC | 391,462 | $6M | 0.7% | ADD 2% |
| 33 | GAMGENERAL AMERN INVS CO INC | 144,346 | $5M | 0.6% | NEW |
| 34 | BLWBLACKROCK LTD DURATION INCOM | 290,820 | $5M | 0.5% | ADD 5% |
| 35 | BITBLACKROCK MULTI SECTOR INC T | 237,084 | $4M | 0.5% | TRIM −17% |
| 36 | VIRTUS ALLIANZGI EQUITY | 185,580 | $4M | 0.4% | TRIM −6% |
| 37 | JGHNUVEEN GLOBAL HIGH INCOME FD | 200,793 | $3M | 0.4% | TRIM −38% |
| 38 | GDOWSTRN AST GLBL CORP OPP FD I | 171,034 | $3M | 0.3% | TRIM −3% |
| 39 | XJQCXNUVEEN CR STRATEGIES INCOME | 291,028 | $3M | 0.3% | TRIM −18% |
| 40 | ECFELLSWORTH GROWTH & INCOME FD | 262,622 | $2M | 0.3% | TRIM −3% |
| 41 | XSSPXNUVEEN S&P 500 DYNAMIC OVERW | 162,045 | $2M | 0.3% | TRIM −10% |
| 42 | APOLLO TACTICAL INCOME FD IN | 136,766 | $2M | 0.3% | TRIM −7% |
| 43 | XFRAXBLACKROCK FLOATING RATE INCO | 155,898 | $2M | 0.2% | ADD 25% |
| 44 | MARKET VECTORS ETF TR JR GOLD MINERS E | 90,761 | $2M | 0.2% | HOLD |
| 45 | PROSHARES TR | 91,783 | $2M | 0.2% | TRIM −7% |
| 46 | FCTFIRST TR SR FLTG RATE INCOME | 137,254 | $2M | 0.2% | TRIM −43% |
| 47 | BLACKROCK INCOME TR INC | 273,507 | $2M | 0.2% | ADD 155% |
| 48 | MADISON STRTG SECTOR PREM FD | 141,055 | $2M | 0.2% | TRIM −4% |
| 49 | EVFEATON VANCE SR INCOME TR | 198,965 | $1M | 0.1% | ADD 29% |
| 50 | GLOCLOUGH GLOBAL OPPORTUNITIES | 100,196 | $1M | 0.1% | HOLD |
| 51 | NUVNUVEEN MUN VALUE FD INC | 112,353 | $1M | 0.1% | HOLD |
| 52 | ANWORTH MORTGAGE ASSET CP | 181,958 | $926,000 | 0.1% | ADD 64% |
| 53 | WHFWHITEHORSE FIN INC | 72,995 | $907,000 | 0.1% | ADD 24% |
| 54 | JMMNUVEEN MULTI-MKT INCOME FD | 119,200 | $903,000 | 0.1% | TRIM −7% |
| 55 | TWO HARBORS INVESTMENT CORP | 83,709 | $889,000 | 0.1% | ADD 10% |
| 56 | PFLTPENNANTPARK FLOATING RATE CA | 60,646 | $851,000 | 0.1% | ADD 11% |
| 57 | FTFFRANKLIN LTD DURATION INCOME | 69,278 | $843,000 | 0.1% | ADD 36% |
| 58 | RGTROYCE GLOBAL TRUST INC | 102,636 | $826,000 | 0.1% | TRIM −9% |
| 59 | ACREARES COML REAL ESTATE CORP | 70,626 | $780,000 | 0.1% | ADD 19% |
| 60 | ARCCARES CAPITAL CORP | 44,348 | $761,000 | 0.1% | TRIM −15% |
| 61 | Polonia Bancorp, Inc. | 56,951 | $748,000 | 0.1% | HOLD |
| 62 | EOIEATON VANCE ENHANCED EQUITY | 52,335 | $719,000 | 0.1% | TRIM −2% |
| 63 | LLOEWS CORP | 17,590 | $718,000 | 0.1% | HOLD |
| 64 | IHS Markit Ltd | 25,060 | $674,000 | 0.1% | HOLD |
| 65 | SARSARATOGA INVT CORP | 41,518 | $658,000 | 0.1% | ADD 16% |
| 66 | INTCINTEL CORP | 20,600 | $644,000 | 0.1% | HOLD |
| 67 | BXMTBLACKSTONE MTG TR INC | 22,173 | $629,000 | 0.1% | ADD 16% |
| 68 | VBVANGUARD INDEX FDS | 4,949 | $607,000 | 0.1% | NEW |
| 69 | VNQVANGUARD INDEX FDS | 7,164 | $604,000 | 0.1% | HOLD |
| 70 | EFAISHARES TR | 9,137 | $586,000 | 0.1% | ADD 35% |
| 71 | MSFTMICROSOFT CORP | 14,025 | $570,000 | 0.1% | HOLD |
| 72 | MFA FINL INC | 71,610 | $563,000 | 0.1% | ADD 31% |
| 73 | CVXCHEVRON CORP NEW | 5,160 | $542,000 | 0.1% | HOLD |
| 74 | PNNTPENNANTPARK INVT CORP | 57,631 | $522,000 | 0.1% | ADD 27% |
| 75 | JNJJOHNSON & JOHNSON | 5,120 | $515,000 | 0.1% | HOLD |
| 76 | FSKFS KKR Capital Corp. | 49,605 | $503,000 | 0.1% | ADD 7% |
| 77 | PMOPUTNAM MUN OPPORTUNITIES TR | 41,000 | $503,000 | 0.1% | HOLD |
| 78 | NMFCNEW MTN FIN CORP | 33,181 | $484,000 | 0.1% | ADD 5% |
| 79 | COLONY CAP INC | 18,421 | $477,000 | 0.1% | ADD 10% |
| 80 | TLTISHARES TR | 3,477 | $454,000 | 0.1% | TRIM −3% |
| 81 | PIMPUTNAM MASTER INTER INCOME T | 91,037 | $446,000 | 0.1% | HOLD |
| 82 | PFEPFIZER INC | 12,500 | $435,000 | 0.0% | TRIM −4% |
| 83 | CCITIGROUP INC | 8,003 | $412,000 | 0.0% | HOLD |
| 84 | BANK OF THE OZARKS | 10,660 | $394,000 | 0.0% | NEW |
| 85 | NUVEEN FLOATING RATE INCOME | 32,717 | $380,000 | 0.0% | TRIM −85% |
| 86 | MRKMERCK & CO INC | 6,500 | $374,000 | 0.0% | HOLD |
| 87 | TCP CAP CORP | 23,328 | $374,000 | 0.0% | ADD 125% |
| 88 | Guggenheim S&P 500 Equal Weighted ETF | 4,604 | $373,000 | 0.0% | TRIM −16% |
| 89 | CUTWATER SELECT INCOME FD COM | 18,348 | $367,000 | 0.0% | TRIM −4% |
| 90 | XLUSELECT SECTOR SPDR TR | 8,200 | $364,000 | 0.0% | TRIM −8% |
| 91 | FEZSPDR INDEX SHS FDS | 9,295 | $361,000 | 0.0% | HOLD |
| 92 | INVESCO MORTGAGE CAPITAL INC | 21,259 | $330,000 | 0.0% | ADD 9% |
| 93 | L BRANDS INC | 3,465 | $327,000 | 0.0% | HOLD |
| 94 | HATTERAS FINL CORP | 17,936 | $326,000 | 0.0% | TRIM −39% |
| 95 | ALLIANZGI NFJ DIVID INT & PR | 19,540 | $319,000 | 0.0% | HOLD |
| 96 | ARIAPOLLO COML REAL EST FIN INC | 18,348 | $315,000 | 0.0% | ADD 16% |
| 97 | GEGENERAL ELECTRIC CO | 12,559 | $312,000 | 0.0% | HOLD |
| 98 | JPMJPMORGAN CHASE & CO | 5,000 | $303,000 | 0.0% | HOLD |
| 99 | NNYNUVEEN N Y MUN VALUE FD | 31,108 | $303,000 | 0.0% | TRIM −8% |
| 100 | BACBANK AMERICA CORP | 18,000 | $277,000 | 0.0% | HOLD |
| 101 | GENERAL MTRS CO WT EXP 071016 | 9,950 | $276,000 | 0.0% | NEW |
| 102 | SPDR Bloomberg Barclays High Yie | 7,044 | $276,000 | 0.0% | TRIM −20% |
| 103 | GDLGDL FD | 24,765 | $256,000 | 0.0% | TRIM −10% |
| 104 | PGPROCTER AND GAMBLE CO | 3,000 | $246,000 | 0.0% | HOLD |
| 105 | CSCOCISCO SYS INC | 8,800 | $242,000 | 0.0% | HOLD |
| 106 | XOMEXXON MOBIL CORP | 2,772 | $236,000 | 0.0% | HOLD |
| 107 | SBSISOUTHSIDE BANCSHARES INC | 8,000 | $230,000 | 0.0% | TRIM −30% |
| 108 | GLDSPDR GOLD TR | 2,000 | $227,000 | 0.0% | HOLD |
| 109 | UNPUNION PAC CORP | 2,000 | $217,000 | 0.0% | TRIM −8% |
| 110 | GFNEW GERMANY FD INC | 12,920 | $200,000 | 0.0% | HOLD |
| 111 | BCXBLACKROCK RES & COMMODITIES | 20,470 | $196,000 | 0.0% | HOLD |
| 112 | TRUPTRUPANION INC | 24,243 | $194,000 | 0.0% | NEW |
| 113 | TALMER BANCORP INC | 11,268 | $173,000 | 0.0% | HOLD |
| 114 | EATON VANCE FLTG RATE INCOM | 10,097 | $172,000 | 0.0% | TRIM −60% |
| 115 | ISHARES | 12,665 | $159,000 | 0.0% | HOLD |
| 116 | ALPINE TOTAL DYNAMIC DIVID F | 16,997 | $151,000 | 0.0% | HOLD |
| 117 | MFS INTERMARKET INCOME I | 17,055 | $145,000 | 0.0% | TRIM −21% |
| 118 | ZTRVirtus Total Return Fund | 25,075 | $114,000 | 0.0% | TRIM −7% |
| 119 | XBGYXBLACKROCK ENHANCED INTL DIV | 13,358 | $95,000 | 0.0% | HOLD |
| 120 | GLOBAL DEFENSE & NATL SEC SY | 3,616 | $38,000 | 0.0% | NEW |
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