CIK 1280577
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2020-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 61.34% | 24 |
| Technology Hardware & Equipment | 12.66% | 1 |
| Pharmaceuticals & Biotechnology | 9.65% | 4 |
| Chemicals | 4.36% | 2 |
| Banks | 3.62% | 3 |
| Diversified Telecommunication Services | 3.10% | 2 |
| Oil, Gas & Consumable Fuels | 2.95% | 5 |
| Utilities | 1.23% | 2 |
| Construction & Engineering | 0.47% | 1 |
| Health Care Equipment & Supplies | 0.31% | 1 |
| Metals & Mining | 0.31% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | Information Technology | 12.66% |
| 2 | VGT | VANGUARD WORLD FD | Unclassified | 6.98% |
| 3 | QQQ | INVESCO QQQ TR | Unclassified | 6.58% |
| 4 | IHI | ISHARES TR | Unclassified | 6.03% |
| 5 | JNJ | JOHNSON & JOHNSON | Health Care | 5.75% |
| 6 | IBB | ISHARES TR | Unclassified | 4.85% |
| 7 | VEA | VANGUARD TAX-MANAGED FDS | Unclassified | 3.98% |
| 8 | XLI | SELECT SECTOR SPDR TR | Unclassified | 3.91% |
| 9 | XLF | SELECT SECTOR SPDR TR | Unclassified | 2.85% |
| 10 | BIP | BROOKFIELD INFRAST PARTNERS | Unclassified | 2.82% |
22/46 names classified · sector 38.7% of weight · industry 38.7% · mkt cap 38.7%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 38.7% of the book is sector-classified (unclassified names shown, never dropped).
Only 36% of book weight classified — the grid is NOT representative of the whole book.
Classified: 35.6% of book weight (15/43 names) · unclassified 64.4%: VGT, QQQ, IHI, , IBB, VEA, XLI, XLF, BIP, VB +18 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | AAPLAPPLE INC | 81,770 | $11M | 12.7% | HOLD |
| 2 | VGTVANGUARD WORLD FD | 16,898 | $6M | 7.0% | TRIM −2% |
| 3 | QQQINVESCO QQQ TR | 17,976 | $6M | 6.6% | ADD 3% |
| 4 | IHIISHARES TR | 15,793 | $5M | 6.0% | TRIM −5% |
| 5 | JNJJOHNSON & JOHNSON | 31,308 | $5M | 5.8% | HOLD |
| 6 | IBBISHARES TR | 27,446 | $4M | 4.9% | TRIM −4% |
| 7 | VEAVANGUARD TAX-MANAGED FDS | 72,193 | $3M | 4.0% | HOLD |
| 8 | XLISELECT SECTOR SPDR TR | 37,787 | $3M | 3.9% | TRIM −3% |
| 9 | XLFSELECT SECTOR SPDR TR | 82,974 | $2M | 2.9% | TRIM −7% |
| 10 | BIPBROOKFIELD INFRAST PARTNERS | 48,954 | $2M | 2.8% | HOLD |
| 11 | PGPROCTER AND GAMBLE CO | 16,402 | $2M | 2.7% | ADD 4% |
| 12 | VBVANGUARD INDEX FDS | 11,215 | $2M | 2.5% | HOLD |
| 13 | JPMJPMORGAN CHASE & CO | 16,973 | $2M | 2.5% | ADD 47% |
| 14 | XLYSELECT SECTOR SPDR TR | 13,057 | $2M | 2.4% | TRIM −14% |
| 15 | XLVSELECT SECTOR SPDR TR | 18,203 | $2M | 2.4% | TRIM −2% |
| 16 | GLDSPDR GOLD TR | 10,763 | $2M | 2.2% | TRIM −6% |
| 17 | UNILEVER PLC | 29,063 | $2M | 2.0% | HOLD |
| 18 | BMYBRISTOL-MYERS SQUIBB CO | 26,975 | $2M | 2.0% | TRIM −3% |
| 19 | XLPSELECT SECTOR SPDR TR | 24,628 | $2M | 1.9% | HOLD |
| 20 | XLKSELECT SECTOR SPDR TR | 12,298 | $2M | 1.9% | TRIM −12% |
| 21 | MAGELLAN MIDSTREAM PARTNERS LP | 37,029 | $2M | 1.8% | TRIM −6% |
| 22 | VOXVANGUARD WORLD FD | 12,970 | $2M | 1.8% | TRIM −9% |
| 23 | DOWDOW HLDGS INC | 26,172 | $1M | 1.7% | ADD 2% |
| 24 | TAT&T INC | 47,217 | $1M | 1.6% | TRIM −6% |
| 25 | VZVERIZON COMMUNICATIONS INC | 22,061 | $1M | 1.5% | ADD 47% |
| 26 | CVXCHEVRON CORP NEW | 13,202 | $1M | 1.3% | HOLD |
| 27 | LAKELAND BANCORP INC | 72,265 | $918,000 | 1.1% | HOLD |
| 28 | MRKMERCK & CO INC | 10,368 | $848,000 | 1.0% | NEW |
| 29 | XLUSELECT SECTOR SPDR TR | 13,460 | $844,000 | 1.0% | TRIM −10% |
| 30 | PFEPFIZER INC | 22,371 | $823,000 | 1.0% | NEW |
| 31 | SBRSABINE RTY TR | 28,708 | $810,000 | 0.9% | TRIM −16% |
| 32 | EPDENTERPRISE PRODS PARTNERS L | 36,002 | $705,000 | 0.8% | HOLD |
| 33 | BACBANK AMERICA CORP | 20,420 | $619,000 | 0.7% | NEW |
| 34 | XOMEXXON MOBIL CORP | 11,046 | $455,000 | 0.5% | ADD 3% |
| 35 | HOVHOVNANIAN ENTERPRISES INC | 12,267 | $403,000 | 0.5% | HOLD |
| 36 | MPLXMPLX LP | 17,329 | $375,000 | 0.4% | TRIM −12% |
| 37 | WESWESTERN MIDSTREAM PARTNERS L | 25,517 | $353,000 | 0.4% | TRIM −32% |
| 38 | SIISPROTT INC | 11,100 | $322,000 | 0.4% | NEW |
| 39 | HESMHESS MIDSTREAM LP | 15,145 | $296,000 | 0.3% | ADD 7% |
| 40 | SLVISHARES SILVER TR | 12,000 | $295,000 | 0.3% | ADD 19% |
| 41 | DMLPDORCHESTER MINERALS LP | 26,254 | $286,000 | 0.3% | TRIM −10% |
| 42 | VTNINVESCO TR INVT GRADE NEW YO | 21,627 | $282,000 | 0.3% | HOLD |
| 43 | CLPTCLEARPOINT NEURO INC | 16,730 | $266,000 | 0.3% | NEW |
| 44 | AAAlcoa Upstream Corp. | 11,400 | $263,000 | 0.3% | NEW |
| 45 | PTYPIMCO CORPORATE & INCOME OPP | 12,300 | $220,000 | 0.3% | NEW |
| 46 | SHELL MIDSTREAM PARTNERS L P | 21,298 | $215,000 | 0.3% | NEW |
Where this firm's principals came from and which firms its alumni went on to found.
