CIK 1140042
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2017-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 70.87% | 28 |
| Capital Markets | 6.71% | 1 |
| Metals & Mining | 5.48% | 1 |
| Construction & Engineering | 3.62% | 1 |
| Software & IT Services | 3.60% | 1 |
| Insurance | 3.39% | 1 |
| Banks | 3.09% | 1 |
| Equity Real Estate Investment Trusts (REITs) | 2.49% | 1 |
| Household Durables | 0.75% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | RILY | BRC Group Holdings, Inc. | Financials | 6.71% |
| 2 | CSTM | CONSTELLIUM SE | Materials | 5.48% |
| 3 | AER | AERCAP HOLDINGS NV | Unclassified | 5.44% |
| 4 | AVAYA HLDGS CORP | Unclassified | 4.71% | |
| 5 | KRATON CORPORATION | Unclassified | 4.70% | |
| 6 | ARKK | ARK ETF TR | Unclassified | 4.45% |
| 7 | FIAT CHRYSLER AUTOMOBILES N | Unclassified | 4.27% | |
| 8 | PFLT | PENNANTPARK FLOATING RATE CA | Unclassified | 3.91% |
| 9 | LIBERTY MEDIA CORP DEL | Unclassified | 3.85% | |
| 10 | LMB | Limbach Holdings, Inc. | Industrials | 3.62% |
8/36 names classified · sector 29.1% of weight · industry 29.1% · mkt cap 29.1%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 29.1% of the book is sector-classified (unclassified names shown, never dropped).
Only 29% of book weight classified — the grid is NOT representative of the whole book.
Classified: 29.1% of book weight (8/17 names) · unclassified 70.9%: , AER, ARKK, PFLT, ARCC, CSWC, YTRA, GBDC, MAIN. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | RILYB. RILEY FINANCIAL INC | 46,586 | $350,000 | 6.7% | ADD 27% |
| 2 | CSTMCONSTELLIUM SE | 81,870 | $286,000 | 5.5% | ADD 68% |
| 3 | AERAERCAP HOLDINGS NV | 13,370 | $284,000 | 5.4% | HOLD |
| 4 | AVAYA HLDGS CORP | 26,615 | $246,000 | 4.7% | NEW |
| 5 | KRATON CORPORATION | 20,083 | $245,000 | 4.7% | ADD 57% |
| 6 | ARKKARK ETF TR | 28,590 | $232,000 | 4.4% | NEW |
| 7 | FIAT CHRYSLER AUTOMOBILES N | 47,720 | $223,000 | 4.3% | TRIM −2% |
| 8 | PFLTPENNANTPARK FLOATING RATE CA | 15,592 | $204,000 | 3.9% | HOLD |
| 9 | LIBERTY MEDIA CORP DEL | 22,010 | $201,000 | 3.9% | TRIM −4% |
| 10 | LMBLIMBACH HLDGS INC | 38,686 | $189,000 | 3.6% | ADD 172% |
| 11 | TRIPTRIPADVISOR INC | 13,610 | $188,000 | 3.6% | NEW |
| 12 | ORIOld Republic Nat'l. Corp. | 40,140 | $177,000 | 3.4% | HOLD |
| 13 | ARCCARES CAPITAL CORP | 78,580 | $168,000 | 3.2% | HOLD |
| 14 | OCFCOCEANFIRST FINL CORP | 20,170 | $161,000 | 3.1% | TRIM −3% |
| 15 | TPG SPECIALTY LENDING INC | 55,179 | $160,000 | 3.1% | HOLD |
| 16 | LUXOFT HLDG INC | 19,130 | $153,000 | 2.9% | TRIM −11% |
| 17 | CSWCCapital Southwest Corp. | 40,813 | $146,000 | 2.8% | HOLD |
| 18 | YTRAYATRA ONLINE INC | 59,320 | $143,000 | 2.7% | ADD 4% |
| 19 | GREENHILL & CO INC | 25,310 | $142,000 | 2.7% | NEW |
| 20 | SPARTAN MTRS INC | 48,501 | $136,000 | 2.6% | TRIM −9% |
| 21 | RITMRITHM CAPITAL CORP | 33,705 | $130,000 | 2.5% | HOLD |
| 22 | DASEKE INC | 54,544 | $121,000 | 2.3% | TRIM −4% |
| 23 | TEEKAY OFFSHORE PARTNERS LP | 51,400 | $117,000 | 2.2% | NEW |
| 24 | FORTRESS TRANSPORTATION & | 35,680 | $112,000 | 2.1% | ADD 13% |
| 25 | SEASPAN CORP | 73,860 | $112,000 | 2.1% | HOLD |
| 26 | CAI INTERNATIONAL INC | 20,070 | $109,000 | 2.1% | NEW |
| 27 | MONROE CAP CORP | 37,044 | $93,000 | 1.8% | HOLD |
| 28 | BGC PARTNERS INC | 47,690 | $73,000 | 1.4% | TRIM −2% |
| 29 | GBDCGOLUB CAP BDC INC | 39,260 | $61,000 | 1.2% | ADD 104% |
| 30 | MEDLEY CAPITAL CORP | 15,269 | $61,000 | 1.2% | NEW |
| 31 | PRPLPURPLE INNOVATION INC | 275,830 | $39,000 | 0.7% | NEW |
| 32 | MAINMAIN STR CAP CORP | 21,810 | $38,000 | 0.7% | HOLD |
| 33 | INFRA AND ENERGY ALTRNTIVE I | 63,790 | $37,000 | 0.7% | NEW |
| 34 | TCP CAP CORP | 15,267 | $32,000 | 0.6% | NEW |
| 35 | ALJ REGIONAL HOLDINGS INC | 11,900 | $25,000 | 0.5% | NEW |
| 36 | DASEKE INC | 21,000 | $24,000 | 0.5% | HOLD |
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