CIK 1070265
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2016-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
As filed = each book applied at its quarter-end (what the reported book did) · As copyable = applied at its statutory 45-day filing deadline (what a 13F follower could have earned).
Computing…
Hypothetical modeled performance constructed with hindsight — not actual results, and not indicative of future results. See the Disclaimer.
| Industry group | Weight | Names |
|---|---|---|
| Unclassified | 99.31% | 29 |
| Construction & Engineering | 0.41% | 3 |
| Semiconductors & Semiconductor Equipment | 0.16% | 1 |
| Oil, Gas & Consumable Fuels | 0.11% | 1 |
| # | Ticker | Name | Sector | Weight |
|---|---|---|---|---|
| 1 | DVY | ISHARES TR | Unclassified | 20.47% |
| 2 | SDY | SPDR SER TR | Unclassified | 18.17% |
| 3 | DGRO | ISHARES CORE DIVIDEND GROWTH ETF | Unclassified | 7.39% |
| 4 | DGRW | WISDOMTREE TR | Unclassified | 7.20% |
| 5 | IDV | ISHARES TR | Unclassified | 7.14% |
| 6 | ACWX | ISHARES TR | Unclassified | 4.49% |
| 7 | ISTB | ISHARES TR | Unclassified | 4.47% |
| 8 | IGSB | ISHARES TR | Unclassified | 4.46% |
| 9 | SPSB | SPDR SERIES TRUST | Unclassified | 4.46% |
| 10 | SHY | ISHARES TR | Unclassified | 4.45% |
5/34 names classified · sector 0.7% of weight · industry 0.7% · mkt cap 0.7%; unclassified names shown, never dropped.
Sector is classified on each name's CURRENT fundamentals, not point-in-time — apparent sector drift can reflect the market re-rating a holding, not a manager trade. 13F is a lagged quarterly snapshot of long positions in US-listed securities only — foreign companies held via a US listing or ADR ARE included, but shares listed only on non-US exchanges (plus shorts, options and cash) are not. Latest quarter: 0.7% of the book is sector-classified (unclassified names shown, never dropped).
Only 0% of book weight classified — the grid is NOT representative of the whole book.
Classified: 0.4% of book weight (3/28 names) · unclassified 99.6%: DVY, SDY, DGRO, DGRW, IDV, ACWX, ISTB, IGSB, SPSB, SHY +15 more. Size: cap 70/20/10 bands; style: value/growth composite on our own metrics — not Morningstar's model.
No contribution data for this period.
| # | Security | Shares | Value | Weight | Δ QoQ |
|---|---|---|---|---|---|
| 1 | DVYISHARES TR | 594,986 | $53M | 20.5% | HOLD |
| 2 | SDYSPDR SER TR | 546,523 | $47M | 18.2% | HOLD |
| 3 | DGROISHARES CORE DIVIDEND GROWTH ETF | 657,929 | $19M | 7.4% | HOLD |
| 4 | DGRWWISDOMTREE TR | 557,191 | $19M | 7.2% | HOLD |
| 5 | IDVISHARES TR | 621,826 | $18M | 7.1% | HOLD |
| 6 | ACWXISHARES TR | 287,159 | $12M | 4.5% | HOLD |
| 7 | ISTBISHARES TR | 229,902 | $11M | 4.5% | HOLD |
| 8 | IGSBISHARES TR | 109,466 | $11M | 4.5% | HOLD |
| 9 | SPSBSPDR SERIES TRUST | 376,179 | $11M | 4.5% | HOLD |
| 10 | SHYISHARES TR | 135,738 | $11M | 4.5% | HOLD |
| 11 | IWMISHARES TR | 48,268 | $7M | 2.5% | HOLD |
| 12 | IWPISHARES TR | 59,880 | $6M | 2.3% | ADD 88% |
| 13 | IWYISHARES TR | 103,175 | $6M | 2.3% | TRIM −18% |
| 14 | IWXISHARES TR | 119,837 | $6M | 2.2% | HOLD |
| 15 | IWSISHARES TR | 50,390 | $4M | 1.6% | HOLD |
| 16 | IWRISHARES TR | 22,186 | $4M | 1.5% | HOLD |
| 17 | VNQVANGUARD INDEX FDS | 28,680 | $2M | 0.9% | HOLD |
| 18 | IVEISHARES TR | 20,416 | $2M | 0.8% | NEW |
| 19 | IWNISHARES TR | 16,287 | $2M | 0.8% | HOLD |
| 20 | IWOISHARES TR | 11,733 | $2M | 0.7% | HOLD |
| 21 | MTZMASTEC INC | 11,768 | $450,000 | 0.2% | HOLD |
| 22 | AAOIAPPLIED OPTOELECTRONICS INC | 18,055 | $423,000 | 0.2% | TRIM −13% |
| 23 | FINISAR CORP | 12,749 | $386,000 | 0.1% | TRIM −16% |
| 24 | CYPRESS SEMICONDUCTOR CORP | 33,264 | $381,000 | 0.1% | ADD 31% |
| 25 | SPDWSPDR INDEX SHS FDS | 14,454 | $371,000 | 0.1% | HOLD |
| 26 | KBRKBR INC | 21,029 | $351,000 | 0.1% | NEW |
| 27 | IXIA COM | 21,251 | $342,000 | 0.1% | ADD 17% |
| 28 | VERIFONE SYS INC | 16,854 | $299,000 | 0.1% | NEW |
| 29 | TTITETRA TECHNOLOGIES INC DEL | 54,463 | $283,000 | 0.1% | ADD 62% |
| 30 | MTRXMATRIX SVC CO | 11,576 | $263,000 | 0.1% | NEW |
| 31 | MDRXVERADIGM INC | 24,828 | $253,000 | 0.1% | ADD 54% |
| 32 | UMPQUA HLDGS CORP | 13,902 | $246,000 | 0.1% | HOLD |
| 33 | ASCENA RETAIL GROUP INC | 39,536 | $245,000 | 0.1% | HOLD |
| 34 | FINISH LINE INC | 12,893 | $243,000 | 0.1% | HOLD |
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