Every SEC Form 3/4/5 on record for this filer (CIK 923666) — 6 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PEYE | PRECISION OPTICS CORPORATION, INC. | 10% owner · lapsed | 2021-10-06 → 2022-11-02 | 2 | — |
| DUOT | DUOS TECHNOLOGIES GROUP, INC. | 10% owner · lapsed | 2019-04-01 → 2022-10-07 | 9 | $349,800 |
| ICTV | ICTV Brands Inc. | Filer · lapsed | 2017-02-13 → 2019-02-05 | 5 | $1M |
| ICCC | IMMUCELL CORP /DE/ | Filer · lapsed | 2016-10-27 → 2017-07-28 | 2 | $892,500 |
| CEMI | CHEMBIO DIAGNOSTICS, INC. | Filer · lapsed | 2017-06-29 → 2017-06-29 | 2 | $198,690 |
| LIQT | LIQTECH INTERNATIONAL INC | Filer · lapsed | 2017-05-16 → 2017-05-16 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| DUOT | 2020-02-13 | Buy | 58,300 | $6.00 | $349,800 | 102,972 |
| ICTV | 2019-02-01 | Sell | 1,297,300 | $0.02 | $25,946 | 2,829,476 |
| ICTV | 2019-01-22 | Sell | 1,045,204 | $0.02 | $20,904 | 4,126,776 |
| ICTV | 2018-10-19 | Sell | 524,099 | $0.06 | $31,446 | 5,171,980 |
| ICCC | 2017-07-27 | Buy | 170,000 | $5.25 | $892,500 | 170,000 |
| CEMI | 2017-06-28 | Buy | 6,250 | $5.76 | $36,000 | 1,152,317 |
| ICTV | 2017-01-23 | Buy | 3,529,412 | $0.34 | $1M | 5,696,079 |
| CEMI | 2016-10-11 | Buy | 3,000 | $7.16 | $21,480 | 1,146,067 |
| CEMI | 2016-08-16 | Buy | 27,000 | $5.23 | $141,210 | 1,143,067 |
3 of 6 issuers are covered and open a security page; the rest are on file here only.
