Every SEC Form 3/4/5 on record for this filer (CIK 1921678) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLGN | Heliogen, Inc. | Chief Financial Officer | 2024-04-05 → 2025-06-17 | 4 | — |
| FTCI | FTC Solar, Inc. | Chief Financial Officer · lapsed | 2022-04-07 → 2023-12-15 | 13 | −$63,757 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FTCI | 2023-12-13 | Sell | 19,791 | $0.73 | $14,447 | 173,244 |
| FTCI | 2023-09-14 | Buy | 72,000 | $1.40 | $100,800 | 508,709 |
| FTCI | 2023-04-13 | Sell | 1,579 | $2.75 | $4,342 | 195,426 |
| FTCI | 2023-03-14 | Sell | 18,184 | $2.44 | $44,369 | 197,005 |
| FTCI | 2023-03-03 | Sell | 8,432 | $2.99 | $25,212 | 215,189 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.