Every SEC Form 3/4/5 on record for this filer (CIK 1840096) — 1 issuer, 18 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ASTI | Ascent Solar Technologies, Inc. | 10% owner · lapsed | 2021-01-15 → 2022-06-02 | 16 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ASTI | 2022-05-25 | Sell | 195 | $6.50 | $1,268 | 4,959,028 |
| ASTI | 2022-05-24 | Sell | 312 | $6.51 | $2,031 | 4,959,223 |
| ASTI | 2022-05-23 | Sell | 1,699 | $6.53 | $11,094 | 4,959,535 |
| ASTI | 2022-01-13 | Sell | 841,098 | $0.01 | $8,411 | 806,167,902 |
| ASTI | 2022-01-12 | Sell | 491,000 | $0.01 | $4,910 | 807,009,000 |
| ASTI | 2022-01-11 | Sell | 2,509,000 | $0.01 | $25,090 | 807,500,000 |
| ASTI | 2022-01-10 | Sell | 14,823,755 | $0.01 | $148,238 | 810,009,000 |
| ASTI | 2022-01-05 | Sell | 56,728,315 | $0.01 | $567,283 | 824,832,755 |
| ASTI | 2022-01-04 | Sell | 17,880,371 | $0.01 | $178,804 | 881,561,070 |
| ASTI | 2021-12-10 | Sell | 411,800 | $0.01 | $4,118 | 899,441,411 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
