Every SEC Form 3/4/5 on record for this filer (CIK 1832812) — 1 issuer, 234 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UPST | Upstart Holdings, Inc. | Chief Executive Officer · Director | 2020-12-15 → 2026-05-14 | 69 | −$188M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UPST | 2026-05-13 | Buy | 50,000 | $27.50 | $1M | 70,000 |
| UPST | 2025-11-11 | Buy | 80,000 | $39.23 | $3M | 80,000 |
| UPST | 2025-11-11 | Buy | 20,000 | $39.22 | $784,400 | 20,000 |
| UPST | 2025-09-02 | Sell | 2,663 | $68.35 | $182,016 | 1,149,493 |
| UPST | 2025-09-02 | Sell | 2,337 | $68.91 | $161,043 | 1,147,156 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.