Every SEC Form 3/4/5 on record for this filer (CIK 1811748) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HWBK | HAWTHORN BANCSHARES, INC. | SENIOR VP AND CFO · lapsed | 2020-05-20 → 2023-02-09 | 7 | $214,266 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HWBK | 2021-06-21 | Buy | 200 | $21.73 | $4,346 | 12,433 |
| HWBK | 2021-06-18 | Buy | 1,692 | $21.90 | $37,055 | 10,120 |
| HWBK | 2021-06-18 | Buy | 2,000 | $21.71 | $43,420 | 12,233 |
| HWBK | 2021-06-17 | Buy | 308 | $21.90 | $6,745 | 8,428 |
| HWBK | 2021-06-02 | Buy | 1,285 | $23.90 | $30,711 | 8,120 |
| HWBK | 2021-06-01 | Buy | 1,715 | $23.90 | $40,989 | 6,835 |
| HWBK | 2020-09-24 | Buy | 3,000 | $17.00 | $51,000 | 3,000 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.