Every SEC Form 3/4/5 on record for this filer (CIK 1765017) — 2 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CLSH | CLS Holdings USA, Inc. | 10% owner | 2019-02-08 → 2024-09-12 | 7 | −$619,556 |
| GRWG | GrowGeneration Corp. | Filer · lapsed | 2019-11-27 → 2022-08-15 | 9 | −$21M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CLSH | 2024-09-10 | Sell | 15,488,901 | $0.04 | $619,556 | — |
| GRWG | 2021-06-03 | Sell | 75,000 | $42.51 | $3M | 36,252 |
| GRWG | 2021-04-15 | Sell | 8,305 | $47.58 | $395,152 | 498,811 |
| GRWG | 2020-11-24 | Sell | 5,000 | $33.70 | $168,500 | 227,546 |
| GRWG | 2020-11-24 | Sell | 45,000 | $32.90 | $1M | 232,546 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.