Every SEC Form 3/4/5 on record for this filer (CIK 1704066) — 3 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | Filer · lapsed | 2018-11-20 → 2020-07-22 | 6 | −$3M |
| JAGX | Jaguar Health, Inc. | 10% owner · lapsed | 2018-10-12 → 2018-10-12 | 2 | — |
| COGI | Coda Octopus Group, Inc. | 10% owner · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2019-05-10 | Sell | 26,110 | $15.21 | $397,133 | 932,661 |
| CODA | 2019-05-10 | Sell | 24,317 | $15.23 | $370,348 | 934,454 |
| CODA | 2019-05-09 | Sell | 31,223 | $15.35 | $479,273 | 958,771 |
| CODA | 2019-05-09 | Sell | 31,223 | $15.35 | $479,273 | 958,771 |
| CODA | 2019-05-08 | Sell | 22,575 | $18.22 | $411,317 | 989,994 |
| CODA | 2019-05-08 | Sell | 21 | $19.38 | $397 | 989,994 |
| CODA | 2019-05-08 | Sell | 18,519 | $18.43 | $341,305 | 990,015 |
| CODA | 2019-05-08 | Sell | 4,036 | $17.28 | $69,733 | 1,008,534 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
