Every SEC Form 3/4/5 on record for this filer (CIK 1703330) — 2 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | Chairman, CEO · Director · lapsed | 2020-07-15 → 2023-10-10 | 5 | $198,812 |
| COGI | Coda Octopus Group, Inc. | Chief Executive Officer · Director · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2023-10-06 | Buy | 16,500 | $5.99 | $98,835 | 95,038 |
| CODA | 2023-09-28 | Buy | 16,580 | $6.03 | $99,977 | 78,538 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.