Every SEC Form 3/4/5 on record for this filer (CIK 1703322) — 2 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | 10% owner | 2018-11-02 → 2025-10-03 | 8 | −$2M |
| COGI | Coda Octopus Group, Inc. | 10% owner · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2025-10-02 | Sell | 150,000 | $8.15 | $1M | 2,045,211 |
| CODA | 2025-09-23 | Sell | 7,013 | $8.13 | $57,016 | 2,195,211 |
| CODA | 2025-09-22 | Sell | 16,995 | $8.20 | $139,359 | 2,202,224 |
| CODA | 2025-09-19 | Sell | 32,362 | $8.23 | $266,339 | 2,219,219 |
| CODA | 2025-01-24 | Buy | 10,000 | — | $0 | 2,251,581 |
| CODA | 2023-10-06 | Buy | 16,500 | $5.99 | $98,835 | 33,080 |
| CODA | 2023-09-28 | Buy | 16,580 | $6.03 | $99,977 | 16,580 |
| CODA | 2021-06-24 | Sell | 21,523 | $9.04 | $194,568 | 2,241,581 |
| CODA | 2021-06-23 | Sell | 54,382 | $9.05 | $492,157 | 2,263,104 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
