Every SEC Form 3/4/5 on record for this filer (CIK 1698468) — 2 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | CFO · lapsed | 2020-11-25 → 2021-06-22 | 3 | −$195,160 |
| COGI | Coda Octopus Group, Inc. | Acting Chief Financial Officer · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2021-06-18 | Sell | 16,107 | $9.50 | $153,017 | 3,000 |
| CODA | 2020-11-25 | Sell | 6 | $5.90 | $35 | — |
| CODA | 2020-11-25 | Sell | 2,000 | $5.90 | $11,800 | 6 |
| CODA | 2020-11-25 | Sell | 2,000 | $5.90 | $11,800 | 2,006 |
| CODA | 2020-11-25 | Sell | 499 | $5.90 | $2,944 | 4,006 |
| CODA | 2020-11-25 | Sell | 1,000 | $5.90 | $5,900 | 4,505 |
| CODA | 2020-11-25 | Sell | 1,600 | $5.90 | $9,440 | 5,505 |
| CODA | 2020-11-23 | Sell | 38 | $5.90 | $224 | 7,105 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
