Every SEC Form 3/4/5 on record for this filer (CIK 1697957) — 3 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | Filer · lapsed | 2018-11-20 → 2020-07-22 | 6 | −$422,032 |
| JAGX | Jaguar Health, Inc. | 10% owner · lapsed | 2018-10-12 → 2018-10-12 | 2 | — |
| COGI | Coda Octopus Group, Inc. | 10% owner · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2020-07-20 | Sell | 12,000 | $6.21 | $74,520 | 896,079 |
| CODA | 2020-03-31 | Sell | 2,290 | $5.70 | $13,053 | 908,079 |
| CODA | 2020-03-26 | Sell | 1,000 | $5.70 | $5,700 | 910,369 |
| CODA | 2020-03-25 | Sell | 1,200 | $5.70 | $6,840 | 911,369 |
| CODA | 2019-05-15 | Sell | 11,428 | $14.70 | $167,992 | 912,569 |
| CODA | 2019-05-14 | Sell | 10,457 | $14.72 | $153,927 | 923,997 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
