Every SEC Form 3/4/5 on record for this filer (CIK 1692748) — 1 issuer, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SIEB | SIEBERT FINANCIAL CORP | Director · lapsed | 2016-12-21 → 2021-04-05 | 6 | −$37,209 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SIEB | 2018-05-22 | Sell | 3,489 | $9.20 | $32,099 | 156,000 |
| SIEB | 2018-05-22 | Sell | 500 | $10.00 | $5,000 | 159,489 |
| SIEB | 2018-05-21 | Sell | 11 | $10.00 | $110 | 159,589 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.