Every SEC Form 3/4/5 on record for this filer (CIK 1692451) — 1 issuer, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EFOI | ENERGY FOCUS, INC/DE | CFO & Secretary · lapsed | 2016-12-16 → 2017-03-13 | 3 | $11,404 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EFOI | 2017-03-10 | Buy | 975 | $3.12 | $3,042 | 975 |
| EFOI | 2017-03-10 | Buy | 1,075 | $3.12 | $3,354 | 1,075 |
| EFOI | 2017-03-10 | Buy | 1,600 | $3.13 | $5,008 | 1,600 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.