Every SEC Form 3/4/5 on record for this filer (CIK 1684056) — 3 issuers, 44 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| FTCI | FTC Solar, Inc. | Director | 2021-04-27 → 2025-11-20 | 16 | −$5M |
| GLBL | TERRAFORM GLOBAL, INC. | Director · lapsed | 2016-09-09 → 2016-12-29 | 2 | — |
| TERP | TerraForm Power, Inc. | Director · lapsed | 2016-09-09 → 2016-09-09 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FTCI | 2025-11-18 | Sell | 100,000 | $8.98 | $898,000 | 689,222 |
| FTCI | 2023-07-19 | Sell | 100,000 | $3.42 | $342,000 | 7,002,674 |
| FTCI | 2023-07-18 | Sell | 100,000 | $3.30 | $330,000 | 7,102,674 |
| FTCI | 2023-07-07 | Sell | 100,000 | $3.14 | $314,000 | 7,202,674 |
| FTCI | 2023-07-06 | Sell | 100,000 | $3.02 | $302,000 | 7,302,674 |
| FTCI | 2022-10-18 | Sell | 2,308 | $2.31 | $5,331 | 336,153 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
