Every SEC Form 3/4/5 on record for this filer (CIK 1628701) — 2 issuers, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ELVT | Elevate Credit, Inc. | Director · lapsed | 2021-08-24 → 2023-03-02 | 5 | — |
| CARV | CARVER BANCORP INC | President & CEO · Director · lapsed | 2015-08-18 → 2022-04-28 | 7 | −$55,817 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CARV | 2021-08-24 | Sell | 3,036 | $18.38 | $55,802 | 26,964 |
| CARV | 2020-09-02 | Sell | 100 | $6.00 | $600 | 20,000 |
| CARV | 2015-08-17 | Buy | 100 | $5.85 | $585 | 100 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.