Every SEC Form 3/4/5 on record for this filer (CIK 1607223) — 2 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
This filer is an entity, not a person. This reporting owner's name carries a corporate/fund legal form, so it is an ENTITY filing under Section 16 — typically a fund with a board-designation right or a 10% holder — not an individual. Its 'director' rows are the entity's designation right, not a person's board seat.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBKC | CHRISTOPHER & BANKS CORP | 10% owner · lapsed | 2019-07-01 → 2020-06-18 | 2 | — |
| CBK | Commercial Bancgroup, Inc. | 10% owner · lapsed | 2016-04-29 → 2019-01-18 | 15 | $173,834 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBK | 2018-07-20 | Buy | 7,000 | $1.03 | $7,210 | 4,635,883 |
| CBK | 2018-07-13 | Buy | 30,400 | $1.02 | $31,008 | 4,585,993 |
| CBK | 2018-07-12 | Buy | 26,900 | $1.01 | $27,169 | 4,555,593 |
| CBK | 2018-07-11 | Buy | 6,313 | $0.98 | $6,187 | 4,528,693 |
| CBK | 2018-07-05 | Buy | 22,735 | $0.93 | $21,144 | 4,484,760 |
| CBK | 2018-07-03 | Buy | 21,463 | $0.93 | $19,961 | 4,462,025 |
| CBK | 2018-07-02 | Buy | 8,105 | $0.92 | $7,457 | 4,440,562 |
| CBK | 2017-06-16 | Buy | 10,000 | $1.31 | $13,100 | 4,432,457 |
| CBK | 2017-06-13 | Buy | 20,000 | $1.36 | $27,200 | 4,419,957 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
