Every SEC Form 3/4/5 on record for this filer (CIK 1599705) — 1 issuer, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CARV | CARVER BANCORP INC | CFO · lapsed | 2016-03-11 → 2023-10-27 | 5 | −$16,092 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CARV | 2021-11-19 | Sell | 1,209 | $13.31 | $16,092 | 4,000 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.