Every SEC Form 3/4/5 on record for this filer (CIK 1582758) — 6 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PEYE | PRECISION OPTICS CORPORATION, INC. | 10% owner · lapsed | 2021-10-06 → 2022-11-02 | 2 | $151,463 |
| DUOT | DUOS TECHNOLOGIES GROUP, INC. | 10% owner · lapsed | 2019-04-01 → 2022-10-07 | 9 | $2M |
| ICCC | IMMUCELL CORP /DE/ | Filer · lapsed | 2016-10-27 → 2017-07-28 | 2 | $157,500 |
| CEMI | CHEMBIO DIAGNOSTICS, INC. | Filer · lapsed | 2017-06-29 → 2017-06-29 | 2 | — |
| LIQT | LIQTECH INTERNATIONAL INC | Filer · lapsed | 2017-05-16 → 2017-05-16 | 1 | — |
| ICTV | ICTV Brands Inc. | Filer · lapsed | 2017-02-13 → 2017-02-13 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PEYE | 2022-10-31 | Buy | 79,300 | $1.91 | $151,463 | 114,400 |
| DUOT | 2022-09-30 | Buy | 333,334 | $3.00 | $1M | 1,221,062 |
| DUOT | 2022-02-04 | Buy | 300,000 | $4.00 | $1M | 766,157 |
| ICCC | 2017-07-27 | Buy | 30,000 | $5.25 | $157,500 | 70,000 |
3 of 6 issuers are covered and open a security page; the rest are on file here only.
