Every SEC Form 3/4/5 on record for this filer (CIK 1564957) — 2 issuers, 1 transaction. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CTHR | CHARLES & COLVARD LTD | Director | 2025-08-19 → 2025-08-25 | 2 | — |
| EFOI | ENERGY FOCUS, INC/DE | Chairman and CEO · Director · lapsed | 2016-03-16 → 2021-08-18 | 9 | $13,500 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EFOI | 2021-08-16 | Buy | 5,000 | $2.70 | $13,500 | 249,851 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.