Every SEC Form 3/4/5 on record for this filer (CIK 1558582) — 6 issuers, 20 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VST | Vistra Corp. | Director | 2018-04-11 → 2026-05-19 | 12 | −$15,804 |
| WAVE | Eco Wave Power Global AB (publ) | Director | 2026-03-18 → 2026-03-18 | 1 | — |
| XHFIX | Hartford Schroders Private Opportunities Fund | Director · lapsed | 2023-08-01 → 2023-08-01 | 1 | — |
| HSQIX | Hartford Schroders Opportunistic Income Fund | Director · lapsed | 2019-11-08 → 2019-11-08 | 1 | — |
| DYN | Dyne Therapeutics, Inc. | Director · lapsed | 2015-08-21 → 2018-04-11 | 4 | $26,170 |
| AINV | APOLLO INVESTMENT CORP | Director · lapsed | 2015-08-12 → 2016-08-22 | 3 | $58,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VST | 2018-11-09 | Sell | 652 | $24.24 | $15,804 | 29,066 |
3 of 6 issuers are covered and open a security page; the rest are on file here only.