Every SEC Form 3/4/5 on record for this filer (CIK 1514853) — 3 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SRFM | SURF AIR MOBILITY INC. | Director | 2023-07-25 → 2025-06-27 | 6 | −$277,104 |
| TVIA | TerraVia Holdings, Inc. | COO and CFO · lapsed | 2016-06-07 → 2017-02-08 | 2 | −$33,375 |
| SZYM | SOLAZYME INC | Chief Financial Officer · lapsed | 2015-09-17 → 2016-03-14 | 4 | −$54,619 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SRFM | 2025-06-25 | Sell | 22,000 | $5.00 | $110,000 | 182 |
| SRFM | 2025-06-24 | Sell | 18,583 | $4.00 | $74,332 | 22,182 |
| SRFM | 2025-03-26 | Sell | 25,417 | $3.65 | $92,772 | 40,765 |
| TVIA | 2016-06-07 | Sell | 12,500 | $2.67 | $33,375 | 400,337 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.