Every SEC Form 3/4/5 on record for this filer (CIK 1512413) — 3 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| XERI | XERIANT, INC. | Director · lapsed | 2022-06-02 → 2022-06-02 | 1 | −$39,944 |
| LTMP | ALLTEMP, INC. | Filer · lapsed | 2017-05-08 → 2017-05-08 | 1 | — |
| SRCF | SOURCE FINANCIAL, INC. | President, CEO and CFO · Director · lapsed | 2016-07-19 → 2016-11-04 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| XERI | 2022-03-24 | Sell | 75,000 | $0.12 | $9,000 | 2,667,130 |
| XERI | 2022-03-23 | Sell | 41,871 | $0.12 | $5,025 | 2,742,130 |
| XERI | 2022-03-22 | Sell | 50,000 | $0.12 | $6,000 | 2,784,001 |
| XERI | 2022-03-18 | Sell | 15,000 | $0.12 | $1,800 | 2,834,001 |
| XERI | 2022-03-15 | Sell | 75,000 | $0.12 | $9,000 | 2,849,001 |
| XERI | 2022-03-14 | Sell | 60,000 | $0.12 | $7,200 | 2,924,001 |
| XERI | 2022-03-10 | Sell | 15,999 | $0.12 | $1,920 | 2,984,001 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
