Every SEC Form 3/4/5 on record for this filer (CIK 1508753) — 4 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CHUC | Charlie's Holdings, Inc. | President | 2021-04-06 → 2026-02-13 | 9 | $87,000 |
| TOON | Kartoon Studios, Inc. | Director | 2023-09-27 → 2025-12-15 | 13 | — |
| GWAV | Greenwave Technology Solutions, Inc. | Director | 2023-07-18 → 2024-12-04 | 2 | $66,000 |
| XXII | 22nd Century Group, Inc. | President and CEO · Director · lapsed | 2016-01-27 → 2018-04-03 | 6 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CHUC | 2026-02-13 | Buy | 250,000 | $0.20 | $50,000 | 9,850,001 |
| CHUC | 2025-12-17 | Buy | 100,000 | $0.21 | $21,000 | 9,600,001 |
3 of 4 issuers are covered and open a security page; the rest are on file here only.
