Every SEC Form 3/4/5 on record for this filer (CIK 1503838) — 2 issuers, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GHI | Greystone Housing Impact Investors LP | Director | 2023-03-01 → 2025-06-24 | 4 | — |
| ATAX | AMERICA FIRST MULTIFAMILY INVESTORS, L.P. | Director · lapsed | 2020-12-02 → 2022-10-21 | 8 | $48,274 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ATAX | 2022-10-20 | Buy | 555 | $18.00 | $9,990 | 5,998 |
| ATAX | 2022-07-21 | Buy | 524 | $19.07 | $9,993 | 3,826 |
| ATAX | 2022-04-21 | Buy | 551 | $18.13 | $9,990 | 3,302 |
| ATAX | 2022-01-20 | Buy | 1,497 | $6.68 | $10,000 | 8,253 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.