Every SEC Form 3/4/5 on record for this filer (CIK 1493698) — 2 issuers, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | Director | 2020-11-18 → 2026-06-24 | 4 | −$32,542 |
| COGI | Coda Octopus Group, Inc. | Director · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2020-11-18 | Sell | 2,010 | $5.55 | $11,156 | 1,143 |
| CODA | 2020-11-16 | Sell | 3,990 | $5.36 | $21,386 | 3,153 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.