Every SEC Form 3/4/5 on record for this filer (CIK 1473693) — 2 issuers, 28 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NGL | 2022-12-14 | Buy | 25,000 | $1.08 | $27,000 | 101,000 |
| NGL | 2022-12-13 | Buy | 25,000 | $1.15 | $28,750 | 76,000 |
| NGL | 2020-02-11 | Buy | 10,000 | $9.61 | $96,100 | 14,000 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.