Every SEC Form 3/4/5 on record for this filer (CIK 1462354) — 4 issuers, 81 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| XNCR | Xencor Inc | Director | 2016-07-11 → 2026-06-17 | 14 | −$471,262 |
| OABI | OmniAb, Inc. | Executive VP, Finance and CFO | 2022-11-03 → 2026-04-07 | 21 | −$376,225 |
| SPPI | SPECTRUM PHARMACEUTICALS INC | EVP & Chief Financial Officer · lapsed | 2015-12-18 → 2022-03-16 | 30 | −$1M |
| CDXC | ChromaDex Corp. | Director · lapsed | 2016-10-27 → 2021-06-22 | 7 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| XNCR | 2026-06-15 | Sell | 5,474 | $12.31 | $67,385 | 14,709 |
| OABI | 2026-04-07 | Sell | 6,913 | $1.49 | $10,300 | 261,483 |
| OABI | 2026-02-18 | Sell | 9,301 | $1.71 | $15,905 | 268,851 |
| OABI | 2026-02-17 | Sell | 6,828 | $1.70 | $11,608 | 259,402 |
| OABI | 2025-12-08 | Sell | 23,922 | $1.96 | $46,887 | 252,688 |
| XNCR | 2025-06-16 | Sell | 2,993 | $9.22 | $27,595 | 20,183 |
2 of 4 issuers are covered and open a security page; the rest are on file here only.