Every SEC Form 3/4/5 on record for this filer (CIK 1453436) — 3 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PPIH | Perma-Pipe International Holdings, Inc. | Director | 2017-06-26 → 2024-10-03 | 16 | −$45,216 |
| MFRI | MFRI INC | Director · lapsed | 2016-06-29 → 2016-06-29 | 1 | — |
| DRC | Dresser-Rand Group Inc. | Executive Vice President · lapsed | 2015-07-02 → 2015-07-02 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PPIH | 2024-10-01 | Sell | 351 | $12.76 | $4,479 | 41,460 |
| PPIH | 2024-10-01 | Sell | 600 | $12.76 | $7,656 | 40,860 |
| PPIH | 2024-10-01 | Sell | 500 | $12.75 | $6,375 | 40,360 |
| PPIH | 2023-10-06 | Buy | 1,500 | $7.50 | $11,250 | 32,167 |
| PPIH | 2023-09-26 | Buy | 1,200 | $7.90 | $9,480 | 30,667 |
| PPIH | 2022-11-16 | Sell | 1,343 | $9.30 | $12,490 | 21,174 |
| PPIH | 2022-08-17 | Sell | 1,343 | $8.99 | $12,074 | 22,517 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
