Every SEC Form 3/4/5 on record for this filer (CIK 1418594) — 1 issuer, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| OESX | ORION ENERGY SYSTEMS, INC. | Director · lapsed | 2016-06-08 → 2021-03-26 | 8 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OESX | 2020-11-16 | Sell | 6,934 | $8.10 | $56,165 | 607,422 |
| OESX | 2020-11-16 | Sell | 6,934 | $8.10 | $56,165 | 465,627 |
| OESX | 2020-11-13 | Sell | 59,066 | $8.03 | $474,300 | 614,356 |
| OESX | 2020-11-13 | Sell | 59,066 | $8.03 | $474,300 | 472,561 |
| OESX | 2020-11-12 | Sell | 9,000 | $8.13 | $73,170 | 673,422 |
| OESX | 2020-11-12 | Sell | 9,000 | $8.13 | $73,170 | 531,627 |
| OESX | 2019-11-18 | Sell | 85,170 | $3.54 | $301,502 | 540,627 |
| OESX | 2019-11-15 | Sell | 29,546 | $3.30 | $97,502 | 682,422 |
| OESX | 2019-11-14 | Sell | 36,625 | $3.12 | $114,270 | 645,797 |
| OESX | 2019-11-14 | Sell | 20,000 | $3.31 | $66,200 | 625,797 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
