Every SEC Form 3/4/5 on record for this filer (CIK 1415511) — 2 issuers, 4 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | Director · lapsed | 2018-02-06 → 2023-07-05 | 4 | $204,800 |
| COGI | Coda Octopus Group, Inc. | Director · lapsed | 2017-07-18 → 2017-07-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2020-04-09 | Sell | 10,000 | $5.90 | $59,000 | 57,143 |
| CODA | 2020-04-08 | Sell | 10,000 | $5.88 | $58,800 | 67,143 |
| CODA | 2020-03-23 | Sell | 5,000 | $4.63 | $23,150 | 77,143 |
| CODA | 2018-02-05 | Buy | 75,000 | $4.61 | $345,750 | 82,143 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
