Every SEC Form 3/4/5 on record for this filer (CIK 1411648) — 2 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CODA | Coda Octopus Group, Inc. | President of Technology · lapsed | 2021-04-01 → 2023-06-06 | 6 | −$215,086 |
| COGI | Coda Octopus Group, Inc. | President Of Technology · lapsed | 2017-04-18 → 2017-04-18 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CODA | 2023-04-21 | Sell | 10,679 | $8.01 | $85,539 | 24,298 |
| CODA | 2023-04-11 | Sell | 3,000 | $7.99 | $23,970 | 24,298 |
| CODA | 2021-06-21 | Sell | 7,492 | $9.49 | $71,099 | 27,298 |
| CODA | 2021-04-21 | Sell | 3,252 | $8.70 | $28,292 | 31,790 |
| CODA | 2021-04-20 | Sell | 711 | $8.70 | $6,186 | 35,042 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
