Every SEC Form 3/4/5 on record for this filer (CIK 1400405) — 2 issuers, 12 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CBKC | CHRISTOPHER & BANKS CORP | SVP, General Counsel · lapsed | 2019-09-05 → 2020-03-13 | 2 | — |
| CBK | Commercial Bancgroup, Inc. | SVP, General Counsel · lapsed | 2015-12-18 → 2019-03-18 | 13 | $8,980 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CBK | 2018-06-07 | Buy | 2,500 | $0.79 | $1,975 | 76,802 |
| CBK | 2017-03-31 | Buy | 1,250 | $1.50 | $1,875 | 75,761 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.