Every SEC Form 3/4/5 on record for this filer (CIK 1399090) — 1 issuer, 4 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EFOI | ENERGY FOCUS, INC/DE | COO and CFO · lapsed | 2019-07-18 → 2022-02-15 | 7 | $52,915 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EFOI | 2020-04-15 | Buy | 42,470 | $0.37 | $15,714 | 150,000 |
| EFOI | 2020-04-14 | Buy | 55,830 | $0.37 | $20,657 | 107,530 |
| EFOI | 2020-04-13 | Buy | 51,700 | $0.32 | $16,544 | 51,700 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.