Every SEC Form 3/4/5 on record for this filer (CIK 1393671) — 3 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LXAM | Lux Amber, Corp. | Chief Financial Officer · Director · lapsed | 2020-04-16 → 2020-04-17 | 2 | — |
| FGCO | Financial Gravity Companies, Inc. | Chief Financial Officer · Director · lapsed | 2019-11-15 → 2019-11-15 | 1 | $1,400 |
| POIL | Financial Gravity Companies, Inc. | CFO · Director · lapsed | 2016-11-16 → 2016-11-16 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| FGCO | 2019-07-30 | Buy | 270 | $0.37 | $100 | 1,900,927 |
| FGCO | 2019-07-16 | Buy | 250 | $0.40 | $100 | 1,900,927 |
| FGCO | 2019-07-09 | Buy | 333 | $0.30 | $100 | 1,900,927 |
| FGCO | 2019-07-02 | Buy | 357 | $0.28 | $100 | 1,900,927 |
| FGCO | 2019-06-21 | Buy | 339 | $0.30 | $102 | 1,900,927 |
| FGCO | 2019-06-10 | Buy | 345 | $0.29 | $100 | 1,900,927 |
| FGCO | 2019-05-30 | Buy | 339 | $0.30 | $102 | 1,900,927 |
| FGCO | 2019-05-21 | Buy | 339 | $0.30 | $102 | 1,900,927 |
| FGCO | 2019-05-17 | Buy | 455 | $0.22 | $100 | 1,900,927 |
| FGCO | 2019-03-27 | Buy | 239 | $0.42 | $100 | 1,900,927 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
