Every SEC Form 3/4/5 on record for this filer (CIK 1373773) — 2 issuers, 77 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ORBC | ORBCOMM Inc. | Chief Executive Officer · Director · lapsed | 2015-12-17 → 2021-09-03 | 39 | −$4M |
| EFOI | ENERGY FOCUS, INC/DE | Director · lapsed | 2015-08-03 → 2018-06-22 | 7 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ORBC | 2021-03-08 | Sell | 31,091 | $7.02 | $218,259 | 698,316 |
| ORBC | 2021-01-05 | Sell | 69,082 | $7.42 | $512,588 | 667,226 |
| ORBC | 2020-03-19 | Buy | 6,393 | $1.31 | $8,375 | 594,144 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.