Every SEC Form 3/4/5 on record for this filer (CIK 1367082) — 2 issuers, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SNOA | Sonoma Pharmaceuticals, Inc. | Chief Financial Officer · lapsed | 2016-12-12 → 2019-01-15 | 12 | $86,825 |
| OCLS | Oculus Innovative Sciences, Inc. | Chief Financial Officer · lapsed | 2015-08-25 → 2016-12-02 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SNOA | 2018-03-13 | Buy | 1,200 | $4.10 | $4,920 | 18,868 |
| SNOA | 2018-03-12 | Buy | 1,200 | $4.03 | $4,836 | 16,468 |
| SNOA | 2018-03-12 | Buy | 1,200 | $4.03 | $4,836 | 17,668 |
| SNOA | 2018-03-09 | Buy | 1,200 | $3.90 | $4,680 | 15,268 |
| SNOA | 2017-11-29 | Buy | 1,290 | $5.02 | $6,476 | 14,068 |
| SNOA | 2017-11-29 | Buy | 500 | $5.03 | $2,515 | 12,778 |
| SNOA | 2017-11-21 | Buy | 500 | $5.04 | $2,520 | 12,278 |
| SNOA | 2017-11-21 | Buy | 1,500 | $5.03 | $7,545 | 11,778 |
| SNOA | 2017-08-10 | Buy | 2,264 | $5.30 | $11,999 | 10,728 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
